Mechanism of Amine-Catalyzed Ester Formation from an Acid Chloride and Alcohol

Stopped-flow FT-IR spectroscopy has been used to study the amine-catalyzed reactions of benzoyl chloride with either butanol or phenol in dichloromethane at 0 degrees C. There is a paucity of detailed rate information available in the literature for this process. Our goal was to determine whether amine catalysis operated by a nucleophilic-, specific-base-, or general-base-catalyzed mechanism. A large isotope effect was observed for butanol versus butanol-O-d which is consistent with a general-base-catalyzed mechanism. Some anomalous rate dependencies on reactant concentration and the relative rate of benzoyl chloride loss versus butyl benzoate formation were observed. The analogous reaction of phenol was studied in more detailed. An overall reaction order of three, and a negligible isotope effect for phenol versus phenol-d(6) are consistent with either a base- or nucleophilic-catalyzed mechanism. The most interesting result with phenol was a large sensitivity of the rate of phenyl benzoate formation on small structural changes in the amine (e.g., diethylmethylamine versus triethylamine). We observed the key intermediate (acylammonium salt) in the nucleophilic process via NMR for solutions of benzoyl chloride and amine in the absence of alcohol; however, we did not observe this intermediate in the IR during ester formation [with the exception of 4-(dimethylamino)pyridine]. While we can rule out specific-base catalysis (no evidence for phenoxide intermediates), it is difficult to completely eliminate nucleophilic catalysis.