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Published on: June 19, 2019
Sleep-wake states and their regulatory mechanisms throughout early human development
Patricio Peirano1, Cecilia Algarín, Ricardo Uauy
1Human and Basic Nutrition Division, INTA, University of Chile, Santiago, Chile.
Insights
Newborns exhibit distinct active sleep (AS) and quiet sleep (QS) patterns crucial for brain development. Environmental factors significantly influence the establishment of these sleep-wake cycles in infants.
Area of Science:
- Developmental neuroscience
- Sleep research
- Neonatal physiology
Background:
- Sleep states, including active sleep (AS) and quiet sleep (QS), emerge early in development.
- Fetuses and newborns display distinct, cyclic patterns of AS and QS, with AS predominating.
- AS is hypothesized to be a fundamental activation program for central nervous system maturation.
Purpose of the Study:
- To review the processes governing the timing of active sleep/quiet sleep and sleep/wake patterns in early human development.
- To explore the role of environmental and parental factors in establishing these early rhythms.
Main Methods:
- Review of existing literature on fetal and neonatal sleep behavior.
- Analysis of studies on sleep organization and central nervous system development.
- Examination of the impact of environmental and parental influences on sleep-wake patterns.
Main Results:
- Maturation of QS is linked to thalamocortical innervation and synaptogenesis, involving synaptic remodeling.
- Information acquired during wakefulness is processed during both AS and QS.
- Unmodulated parental care and noncircadian environments can disrupt the establishment of sleep-wake rhythms.
Conclusions:
- Early sleep-wake patterns are vital for neurodevelopment.
- Environmental and parental factors play a critical role in entraining these rhythms.
- Further research into early sleep-wake regulation is needed to optimize infant stimulation and care, particularly for preterm infants.
Abstract:
The emergence of sleep states is one of the most significant aspects of development. Descriptions of both neonatal and late fetal behavior and studies on the organization of sleep have shown that fetus and newborns exhibit spontaneously discrete and cyclic patterns of active sleep (AS) and quiet sleep (QS). Human fetuses and neonates sleep most of their life, and AS is the prevailing state even during the first postnatal months. Several hypotheses to explain central nervous system development consider that AS is the expression of a basic activation program for the central nervous system that increases the functional competence of neurons, circuits, and complex patterns before the organism is called on to use them. Current results indicate the maturation of QS not only coincides with the formation of thalamocortical and intracortical patterns of innervation and periods of heightened synaptogenesis, since this sleep state is also associated with important processes in synaptic remodeling. In fact, several studies suggest that the information acquired during wakefulness is further processed during AS and QS. This article reviews the processes involved in the timing of both AS/QS and sleep/wake alternating patterns throughout early human development. A growing body of evidence indicates that the duration of unmodulated parental care and noncircadian environmental conditions may be detrimental for the establishment of these basic rhythmicities. As a consequence, alterations in parental/environmental entraining factors may well contribute to disturb sleep and feeding commonly experienced by preterm infants. Further knowledge on the early establishment of sleep-wake states regulatory mechanisms is needed to improve modalities for appropriate stimulation in the developing human being.
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