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Updated: May 5, 2026

Biochemical Measurement of Neonatal Hypoxia
Published on: August 24, 2011
Indirect vs direct hospital quality indicators for very low-birth-weight infants
Jeannette A Rogowski1, Jeffrey D Horbar, Douglas O Staiger
1RAND, Arlington, Va 22202, USA. jar@rand.org
Insights
Patient volume is a poor predictor of quality for very low-birth-weight (VLBW) infants. Direct outcome measures are more effective for selective referral, improving care and saving lives.
Area of Science:
- Neonatal intensive care
- Healthcare quality assessment
- Infant mortality research
Background:
- Insurers increasingly use selective referral to ensure high-quality medical care.
- Current standards often rely on indirect measures like patient volume due to lack of direct quality metrics.
- Assessing the efficacy of volume as a quality indicator is crucial for improving neonatal outcomes.
Purpose of the Study:
- To evaluate patient volume as a quality indicator for very low-birth-weight (VLBW) infants.
- To compare volume with other hospital characteristics and patient outcomes for predicting infant mortality.
- To inform evidence-based selective referral strategies for neonatal care.
Main Methods:
- Retrospective analysis of 94,110 VLBW infants (501-1500g) from 332 hospitals (1995-2000).
- Primary outcome: mortality before discharge, with case-mix adjustment using early patient data.
- Comparison of volume-based indicators versus outcome-based indicators for predicting mortality variation.
Main Results:
- Increased annual admissions (10 more) in low-volume hospitals correlated with an 11% mortality reduction (P<.001).
- Patient volume explained only 9% of mortality variation; hospital characteristics explained an additional 7%.
- Past mortality rates (1995-1998) were strong predictors of future rates (1999-2000), unlike volume.
Conclusions:
- Selective referral based on patient volume for VLBW infants shows minimal effectiveness.
- Direct quality measures based on patient outcomes are superior predictors of future mortality.
- Utilizing outcome-based indicators can enhance selective referral, leading to improved survival rates for VLBW infants.
Context:
Evidence-based selective referral strategies are being used by an increasing number of insurers to ensure that medical care is provided by high-quality providers. In the absence of direct-quality measures based on patient outcomes, the standards currently in place for many conditions rely on indirect-quality measures such as patient volume.
Objectives:
To assess the potential usefulness of volume as a quality indicator for very low-birth-weight (VLBW) infants and compare volume with other potential indicators based on readily available hospital characteristics and patient outcomes.
Design, Setting, And Participants:
A retrospective study of 94 110 VLBW infants weighing 501 to 1500 g born in 332 Vermont Oxford Network hospitals with neonatal intensive care units between January 1, 1995, and December 31, 2000.
Main Outcome Measures:
Mortality among VLBW infants prior to discharge home; detailed case-mix adjustment was performed by using patient characteristics available immediately after birth.
Results:
In hospitals with less than 50 annual admissions of VLBW infants, an additional 10 admissions were associated with an 11% reduction in mortality (95% confidence interval [CI], 5%-16%; P<.001). The annual volume of admissions only explained 9% of the variation across hospitals in mortality rates, and other readily available hospital characteristics explained an additional 7%. Historical volume was not significantly related to mortality rates in 1999-2000, implying that volume cannot prospectively identify high-quality providers. In contrast, hospitals in the lowest mortality quintile between 1995 and 1998 were found to have significantly lower mortality rates in 1999-2000 (odds ratio [OR], 0.64; 95% CI, 0.55-0.76; P<.001) and hospitals in the highest mortality quintile between 1995 and 1998 had significantly higher mortality rates in 1999-2000 (OR, 1.37; 95% CI, 1.16-1.64; P<.001). The percentage of hospital-level variation in mortality in 1999-2000 that was forecasted by the highest and lowest quintiles based on patient mortality was 34% compared with only 1% for the highest and lowest quintiles of volume.
Conclusions:
Referral of VLBW infants based on indirect-quality indicators such as patient volume may be minimally effective. Direct measures based on patient outcomes are more useful quality indicators for the purposes of selective referral, as they are better predictors of future mortality rates among providers and could save more lives.
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