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Updated: Aug 20, 2026

Drug-Induced Sleep Endoscopy (DISE) with Target Controlled Infusion (TCI) and Bispectral Analysis in Obstructive Sleep Apnea
Published on: December 6, 2016
Upper airway dynamic responses in children with the obstructive sleep apnea syndrome
Carole L Marcus1, Eliot S Katz, Janita Lutz
1Eudowood Division of Pediatric Respiratory Sciences, Johns Hopkins University, Baltimore, MD 21287, USA. marcus@email.chop.edu
Insights
Children with obstructive sleep apnea syndrome (OSAS) have diminished upper airway neuromotor responses during sleep. These responses improve after treatment, suggesting a key role in airway stability.
Area of Science:
- Pediatric Pulmonology
- Sleep Medicine
- Neuroscience
Background:
- Normal children possess airways resistant to collapse during sleep.
- This resistance is hypothesized to stem from preserved upper airway neuromotor responses.
- Obstructive sleep apnea syndrome (OSAS) in children may involve diminished these protective responses.
Purpose of the Study:
- To compare upper airway pressure-flow dynamics during sleep in children with OSAS versus controls.
- To investigate the role of neuromotor upper airway activation in pediatric OSAS.
- To assess the impact of OSAS treatment on upper airway responses.
Main Methods:
- Utilized airway pressure-flow measurements during sleep.
- Assessed neuromotor upper airway activation via responses to hypercapnia and acute negative pressure.
- Compared these responses between children with OSAS and healthy controls.
Main Results:
- Children with OSAS exhibited significantly blunted responses to both hypercapnia and negative pressure during sleep compared to controls.
- A trend towards normalization of upper airway responses was observed after tonsillectomy and adenoidectomy for OSAS.
- These findings indicate impaired dynamic upper airway responses in pediatric OSAS.
Conclusions:
- Upper airway dynamic responses are reduced in children with OSAS and can recover post-treatment.
- Preserved pharyngeal airway neuromotor responses in normal children may compensate for narrower airways.
- Deficits in OSAS may result from chronic sleep-related respiratory issues or mechanical airway damage.
Abstract:
Normal children have a smaller upper airway than adults, but, nevertheless, snore less and have less apnea. We have previously shown that normal children have an upper airway that is resistant to collapse during sleep. We hypothesized that this resistance to collapse is due to preservation of upper airway neuromotor responses during sleep. Furthermore, we hypothesized that upper airway responses would be diminished in children with the obstructive sleep apnea syndrome (OSAS). We therefore compared the upper airway pressure-flow relationship during sleep between children with OSAS and controls. Measurements were made by correlating maximal inspiratory airflow with the level of nasal pressure applied via a mask. Neuromotor upper airway activation was assessed by evaluating the upper airway response to 1) hypercapnia and 2) intermittent, acute negative pressure. We found that children with OSAS had no significant response to either hypercapnia or negative pressure during sleep, compared with the normal children. After treatment of OSAS by tonsillectomy and adenoidectomy, there was a trend for normalization of upper airway responses. We conclude that upper airway dynamic responses are decreased in children with OSAS but recover after treatment. We speculate that the pharyngeal airway neuromotor responses present in normal children are a compensatory response for a relatively narrow upper airway. Further, we speculate that this compensatory response is lacking in children with OSAS, most likely due to either habituation to chronic respiratory abnormalities during sleep or to mechanical damage to the upper airway.
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