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Can one assess whether missing data are missing at random in medical studies?
Richard F Potthoff1, Gail E Tudor, Karen S Pieper
1Duke Clinical Research Institute, Duke University Medical Center, Durham, NC 27715, USA.
Abstract:
For handling missing data, newer methods such as those based on multiple imputation are generally more accurate than older ones and entail weaker assumptions. Yet most do assume that data are missing at random (MAR). The issue of assessing whether the MAR assumption holds to begin with has been largely ignored. In fact, no way to directly test MAR is available. We propose an alternate assumption, MAR+, that can be tested. MAR+ always implies MAR, so inability to reject MAR+ bodes well for MAR. In contrast, MAR implies MAR+ not universally, but under certain conditions that are often plausible; thus, rejection of MAR+ can raise suspicions about MAR. Our approach is applicable mainly to studies that are not longitudinal. We present five illustrative medical examples, in most of which it turns out that MAR+ fails. There are limits to the ability of sophisticated statistical methods to correct for missing data. Efforts to try to prevent missing data in the first place should therefore receive more attention in medical studies than they have heretofore attracted. If MAR+ is found to fail for a study whose data have already been gathered, extra caution may need to be exercised in the interpretation of the results.
Insights
New methods for missing data are better but assume data are missing at random (MAR). A new testable assumption, MAR+, can help assess MAR validity, though it often fails in medical studies, highlighting the need to prevent missing data.
Area of Science:
- Statistics
- Biostatistics
- Medical Research Methodology
Background:
- Advanced statistical methods like multiple imputation improve missing data handling but often rely on the missing at random (MAR) assumption.
- The critical step of assessing the validity of the MAR assumption has been largely overlooked due to the lack of direct testing methods.
- Existing methods for missing data analysis often operate under the MAR assumption, which may not always hold true in real-world scenarios.
Purpose of the Study:
- To introduce a novel, testable assumption, MAR+, as an alternative to the untestable MAR assumption for missing data analysis.
- To evaluate the utility of MAR+ in assessing the plausibility of the MAR assumption in non-longitudinal studies.
- To underscore the importance of preventing missing data rather than solely relying on statistical correction methods.
Main Methods:
- Proposed a new assumption, MAR+ (Missing At Random Plus), which is testable and implies MAR under certain conditions.
- Developed a framework to test the MAR+ assumption, applicable primarily to non-longitudinal study designs.
- Applied the MAR+ testing approach to five illustrative medical case studies.
Main Results:
- The MAR+ assumption was found to fail in the majority of the five medical examples analyzed.
- Inability to reject MAR+ provides support for the MAR assumption, while rejection raises concerns about MAR's validity.
- Demonstrated that even sophisticated statistical techniques have limitations in correcting for missing data.
Conclusions:
- The MAR+ assumption provides a valuable, testable proxy for assessing the MAR assumption in certain study types.
- The frequent failure of MAR+ in medical examples suggests that the MAR assumption may be questionable in many practical applications.
- Emphasized the critical need for proactive strategies to minimize missing data in medical studies to ensure result integrity.
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