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A simulation study of odds ratio estimation for binary outcomes from cluster randomized trials.

Obioha C Ukoumunne1, John B Carlin, Martin C Gulliford

  • 1Clinical Epidemiology and Biostatistics Unit, Murdoch Children's Research Institute and Department of Paediatrics, University of Melbourne, Australia. obioha.ukoumunne@mcri.edu.au

Statistics in Medicine
|December 13, 2006
PubMed
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For cluster randomized trials, the generalized estimating equations (GEE) method offers reliable estimation and confidence interval coverage, especially with adjustments for fewer clusters. Other methods perform well under specific conditions like large clusters and low correlation.

Area of Science:

  • Biostatistics
  • Clinical Trials Methodology
  • Epidemiology

Background:

  • Cluster randomized trials (CRTs) are essential for evaluating interventions in group-level settings.
  • Accurate statistical analysis of binary outcomes in CRTs is crucial for reliable intervention effect estimation.
  • Various analytical methods exist, but their performance under different design scenarios requires thorough evaluation.

Purpose of the Study:

  • To compare the accuracy of estimation and confidence interval coverage of different statistical methods for binary outcomes in CRTs.
  • To identify the most robust methods across a range of simulated trial design parameters.

Main Methods:

  • Simulation study comparing generalized estimating equations (GEE), unweighted cluster-level mean difference (CL/U), weighted cluster-level mean difference (CL/W), and cluster-level random effects linear regression (CL/RE).

Related Experiment Videos

  • Methods evaluated for population-averaged intervention effect on the log-odds scale.
  • Simulations varied the number of clusters, subjects per cluster, intraclass correlation coefficient (rho), and arm proportions.
  • Main Results:

    • The GEE method demonstrated generally acceptable properties, with near-nominal confidence interval coverage, particularly when adjusted for a small number of clusters.
    • CL/U and CL/W performed well when the number of subjects per cluster was large and rho was small.
    • CL/RE showed good performance in similar conditions, provided a t-distribution multiplier was used for confidence intervals with few clusters.

    Conclusions:

    • The GEE method is a reliable choice for analyzing binary outcomes in CRTs, especially with adjustments for limited clusters.
    • Cluster-level methods (CL/U, CL/W, CL/RE) are suitable under specific conditions of large cluster size and low intraclass correlation.
    • All cluster-level methods may exhibit poor performance when cluster size is small and intraclass correlation is high.