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Updated: Jul 14, 2026

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Published on: May 18, 2021
Local effective potential theory: nonuniqueness of potential and wave function.
Viraht Sahni1, Marlina Slamet, Xiao-Yin Pan
1The Graduate School of the City University of New York, New York, New York 10016, USA.
This study reveals that multiple local potential energy functions can describe electronic ground and excited states, challenging existing theories. This nonuniqueness, particularly for excited states, stems from correlation-kinetic effects.
Area of Science:
- Quantum chemistry
- Computational physics
- Density functional theory
Background:
- Local effective potential energy theories like Hohenberg-Kohn-Sham density functional theory (HKS-DFT) map electronic systems to noninteracting models.
- These models yield total energy and ionization potentials, crucial for understanding electronic structure.
Purpose of the Study:
- To investigate the nonuniqueness of local effective potential energy functions in mapping ground and excited states.
- To explore the nonuniqueness of model system wave functions when mapping to an excited state.
Main Methods:
- Utilizing quantal density functional theory (Q-DFT) to analyze the nonuniqueness of potential energy functions.
- Constructing model systems with configurations distinct from the interacting system.
- Examining the exactly solvable Hooke's atom for concrete examples.
Main Results:
- An infinite number of local potential energy functions can generate both ground and excited state densities.
- The differences between these potentials are solely in their correlation-kinetic contributions.
- Nonuniqueness of the model system wave function exists when mapping to an excited state.
Conclusions:
- The nonuniqueness of potentials for excited states confirms that ground-state HKS-DFT theorems cannot be generalized.
- Correlation-kinetic effects are responsible for the lack of unique theorems for excited states.
- Different wave functions can yield the same density, highlighting the nonuniqueness in excited state mappings.
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