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Benefit in phase 1 oncology trials: therapeutic misconception or reasonable treatment option?
Franklin G Miller1, Steven Joffe
1Department of Bioethics, Clinical Center, National Institutes of Health, Bethesda, MD 20892-1156, USA. fmiller@nih.gov
Abstract:
Novel treatments for cancer are tested initially in phase 1 trials enrolling patients with advanced disease who have exhausted standard treatment options. Although these trials are designed to evaluate safety and to define dosing for future efficacy trials, most patients volunteer with the hope of obtaining medical benefit. Do phase 1 oncology trials promote a 'therapeutic misconception' among eligible patients about the personal meaning of trial participation, or do they offer them a reasonable prospect of direct medical benefit as compared with available alternatives? Recent evidence on outcomes of phase 1 oncology trials is examined systematically, with the aim of accurately assessing the prospect of direct medical benefit for participants and drawing implications for informed consent. We argue that, in view of important uncertainties, aggregate data from phase 1 trials relating to the surrogate outcomes of tumor shrinkage and stable disease do not permit any definitive estimate of a 'clinical benefit rate.' Nevertheless, these trials do offer participants a prospect of direct medical benefit. As a result, accurately informed patients may reasonably decide to enroll in phase 1 oncology trials in hopes of obtaining benefit, after considering the anticipated risks and available clinical alternatives. Motivation to enroll in these studies to receive personal benefit does not, in itself, compromise informed consent.
Insights
Phase 1 cancer trials test new treatments for safety and dosage. While not guaranteeing a cure, these trials offer patients a reasonable chance of medical benefit, supporting informed consent for participation.
Area of Science:
- Oncology
- Clinical Trials
- Medical Ethics
Background:
- Phase 1 oncology trials evaluate novel cancer treatments in patients with advanced disease who have exhausted standard options.
- While designed for safety and dosing, patients often enroll hoping for personal medical benefit.
- The 'therapeutic misconception' questions whether patients understand the primary research goals versus personal treatment expectations.
Purpose of the Study:
- To systematically examine evidence on phase 1 oncology trial outcomes.
- To accurately assess the prospect of direct medical benefit for participants.
- To draw implications for the process of informed consent in these trials.
Main Methods:
- Systematic review of recent evidence on outcomes from phase 1 oncology trials.
- Analysis of surrogate outcomes such as tumor shrinkage and stable disease.
- Evaluation of the prospect of direct medical benefit in comparison to available alternatives.
Main Results:
- Aggregate data on surrogate outcomes do not allow a definitive 'clinical benefit rate' estimation.
- Phase 1 trials do offer participants a prospect of direct medical benefit.
- Patient motivation for personal benefit does not inherently compromise informed consent.
Conclusions:
- Accurately informed patients can reasonably choose to enroll in phase 1 oncology trials for potential benefit.
- Informed consent requires careful consideration of risks, benefits, and alternatives.
- Understanding the balance between research objectives and personal benefit is crucial for ethical trial participation.
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