Mechanisms underlying state dependent surface-evoked response patterns

Cortical evoked response potentials (ERPs) display a rich set of waveforms that are both context and state dependent. However, the mechanisms that underlie state dependent ERP patterns are unclear. Determining those mechanisms through analysis of single trial ERP waveform signatures may provide insight into the regulation of cortical column state and the roles that sleep plays in cortical function. We implanted rats with electroencephalogram (EEG) and electromyogram (EMG) electrodes to record ERPs and to assess sleep/wake states continuously during 1-2 s random auditory clicks. Individual cortical auditory ERPs were sorted into one of eight behavioral states, and fell into three categories based on amplitude and latency characteristics. ERPs within waking and rapid eye movement (REM) sleep were predominantly low amplitude and short latency. Approximately 50% of ERPs during light quiet sleep (quiet sleep 1 and quiet sleep 2) exhibited low amplitude, short latency responses, and the remaining ERPs had high amplitude, long latency responses. This distribution was characteristic of EEG fluctuations during low frequency delta waves. Significantly more individual ERPs showed very low amplitudes during deep quiet sleep (quiet sleep 3 and quiet sleep 4), resulting in a lower average ERP. These results support the hypothesis that evoked response amplitudes and waveform patterns follow specific EEG patterns. Since evoked response characteristics distribute differently across states, they could aid our understanding of sleep mechanisms through state-related and local neural signaling.