Effects of race on upper airway dynamic function during sleep in children
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Updated: Jun 3, 2026

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Published on: July 6, 2017
Swaroop Pinto1, Jingtao Huang, Ignacio Tapia
1The Sleep Center and the 2Clinical and Translational Research Center, Children’s Hospital of Philadelphia, University of Pennsylvania, Philadelphia, PA 19104, USA.
Insights
African American children have a higher risk of obstructive sleep apnea syndrome (OSAS). This study found similar upper airway collapsibility in healthy African American and Caucasian children, suggesting other factors contribute to OSAS risk.
Area of Science:
- Pediatric Sleep Medicine
- Respiratory Physiology
- Racial Disparities in Health
Background:
- Obstructive sleep apnea syndrome (OSAS) is more prevalent in African American children.
- Previous studies suggest race is a risk factor for OSAS.
- The underlying reasons for this disparity are not fully understood.
Purpose of the Study:
- To investigate upper airway collapsibility during sleep in healthy African American and Caucasian children.
- To test the hypothesis that African American children have more collapsible airways.
- To identify potential physiological explanations for racial differences in OSAS prevalence.
Main Methods:
- Dynamic upper airway function was assessed during NREM sleep in 56 healthy children (ages 8-18).
- Pressure-flow relationships were measured under activated and hypotonic conditions.
- Critical pressure (Pcrit) and slope of pressure-flow response (SPF) were analyzed.
Main Results:
- No significant differences were found in critical pressure (Pcrit) between African American and Caucasian children.
- No significant differences were observed in the slope of pressure-flow response (SPF) between the two groups.
- Upper airway collapsibility was similar in both racial groups under tested conditions.
Conclusions:
- Upper airway collapsibility is comparable in asymptomatic, non-obese African American and Caucasian children.
- Differences in upper airway characteristics do not explain the higher OSAS prevalence in African American children.
- Further research is needed to explore other factors contributing to OSAS disparities.
Study Objective:
Studies in adults and children have shown that African American race is a risk factor for the obstructive sleep apnea syndrome (OSAS). Therefore, we hypothesized that non-obese, non-snoring African American children would have a more collapsible upper airway during sleep than age-, gender-, and size-matched Caucasians.
Design:
Upper airway dynamic function was measured during sleep in normal African American and Caucasian children.
Setting:
Sleep laboratory.
Patients Or Participants:
56 normal children between the ages of 8-18 years.
Interventions:
Pressure-flow relationships were measured during NREM sleep. Nasal pressure was decreased to subatmospheric levels, using previously described techniques that resulted in an activated and relatively hypotonic upper airway.
Measurements And Results:
The activated and hypotonic critical pressures (Pcrit) were -25 (-25, -3) (median, range) and -19 (-25, -3) for African Americans, and -25 (-25, -4) and -25 (-25.0, -4) cm H(2)O, respectively, for Caucasians. The slopes of the pressure-flow response (SPF) under activated and hypotonic conditions for African Americans were 10 (-9, 46) and 13 (-20, 46), and for Caucasians 9 (-9, 64) and 8 (-5, 54) mL/s/cm H(2)O, respectively. There were no significant differences between groups for Pcrit or SPF under either activated or hypotonic conditions.
Conclusion:
Upper airway collapsibility was similar in asymptomatic, non-obese African American and Caucasian children. Differences in upper airway characteristics and neuromotor function cannot explain the increased prevalence of OSAS in African American children.
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