Evaluating risk assessments using receiver operating characteristic analysis: rationale, advantages, insights, and
1UC Department of Psychiatry, 260 Stetson Street, Suite 3200, Cincinnati, Ohio 45219-0559, USA. douglas.mossman@uc.edu
Behavioral Sciences & the Law
|January 23, 2013
Summary
Mental health professionals now assess violence risk with greater accuracy, aided by Receiver Operating Characteristic (ROC) analysis. However, global accuracy indices like area under the ROC curve (AUC) and effect size d are insufficient for clinical decisions.
Area of Science:
- Forensic Psychology
- Psychometrics
- Clinical Psychiatry
Background:
- The past 20 years have seen a significant shift in how mental health professionals evaluate violence risk.
- There's a move from believing prediction is impossible to confidence in assessing risk with above-chance accuracy.
Purpose of the Study:
- To review Receiver Operating Characteristic (ROC) methods and their role in violence risk assessment.
- To explain the area under the ROC curve (AUC) and its relation to effect size d.
- To discuss the limitations of these indices in practical clinical decision-making.
Main Methods:
- Review of key concepts in Receiver Operating Characteristic (ROC) analysis.
- Explanation of the area under the ROC curve (AUC) as a measure of discrimination.
- Exploration of the relationship between AUC and effect size d in the context of violence risk.
Main Results:
- ROC analysis and associated indices (AUC, d) have contributed to increased confidence in violence risk assessment.
- AUC and d offer concise but incomplete measures of discrimination capacity.
- These global indices do not provide information on sensitivity-specificity trade-offs or error balancing.
Conclusions:
- Global accuracy indices like AUC and d are insufficient for determining the practical utility of violence risk assessment tools.
- Clinical practice justification requires a contextual evaluation of outcomes beyond summary accuracy metrics.
- A deeper analysis of sensitivity-specificity trade-offs and error management is necessary for informed clinical decisions.


