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Updated: May 11, 2026

A Comprehensive Procedure to Evaluate the In Vivo Performance of Cancer Nanomedicines
Published on: March 4, 2017
A review of study designs and outcomes of phase I clinical studies of nanoparticle agents compared with
Whitney P Caron1, Katherine P Morgan, Beth A Zamboni
1Division of Pharmacotherapy and Experimental Therapeutics, University of North Carolina (UNC) Eshelman School of Pharmacy, University of North Carolina at Chapel Hill, , Chapel Hill, NC 27599, USA.
Purpose:
Nanoparticles or carrier-mediated agents have been designed to prolong drug circulation time, increase tumor delivery, and improve therapeutic index compared to their small-molecule counterparts. The starting dose for phase I studies of small molecules and nanoparticles anticancer agents is based on the toxicity profile of the most sensitive species (e.g., rat or canine), but the optimal animal model for these studies of nanoparticles is unclear. The objective of this study was to evaluate the design, progression, and outcomes of phase I studies of nanoparticles compared with small-molecule anticancer agents.
Experimental Design:
In preclinical studies, the maximum tolerated dose (MTD) in rats and dogs was evaluated for nanoparticles and their respective small molecules. In phase I clinical trials in patients with advanced solid tumors, the basis for starting dose, the number of dose escalations, number of patients enrolled, and the ratio of MTD to starting dose was determined for nanoparticles and small molecules.
Results:
The mean ratio of MTD to starting dose in clinical phase I studies was significantly greater for nanoparticles (13.9 ± 10.8) compared with small molecules (2.1 ± 1.1; P = 0.005). The number of dose levels in a clinical phase I study was also significantly greater for nanoparticles (7.3 ± 2.9) compared with small molecules (4.1 ± 1.5; P = 0.008).
Conclusions:
The degree of dose escalation from starting dose to MTD was significantly greater for nanoparticles as compared with small-molecule anticancer drugs. These findings necessitate the need to identify the most appropriate preclinical animal model to use when evaluating nanoparticles toxicity.
Insights
Nanoparticle anticancer agents allow for greater dose escalation in clinical trials compared to small-molecule drugs. This highlights the need for better preclinical animal models to assess nanoparticle toxicity.
Area of Science:
- Oncology
- Nanomedicine
- Pharmacology
Background:
- Nanoparticles offer improved drug delivery and circulation times over small molecules.
- Current phase I study dosing for anticancer agents relies on preclinical toxicity, but optimal models for nanoparticles are unknown.
Purpose of the Study:
- To compare the design, progression, and outcomes of phase I clinical trials for nanoparticle-based versus small-molecule anticancer agents.
- To evaluate the dose escalation potential and safety profiles of nanoparticles in early-phase clinical studies.
Main Methods:
- Preclinical assessment of maximum tolerated dose (MTD) in rats and dogs for nanoparticles and small molecules.
- Analysis of phase I clinical trial data, including starting dose, dose escalation, patient enrollment, and MTD-to-starting dose ratios.
Main Results:
- Nanoparticle studies showed a significantly higher mean MTD-to-starting dose ratio (13.9) compared to small molecules (2.1).
- Phase I trials for nanoparticles involved significantly more dose levels (7.3) than those for small molecules (4.1).
Conclusions:
- Nanoparticle anticancer drugs exhibit a greater degree of dose escalation from the starting dose to the MTD than small-molecule drugs.
- These findings underscore the critical need to identify the most suitable preclinical animal models for evaluating nanoparticle toxicity.
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