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A Bayesian Procedure for File Linking to Analyze End-of-Life Medical Costs
Roee Gutman1, Christopher C Afendulis, Alan M Zaslavsky
1Department of Biostatistics, Brown University, Providence, RI 02912.
Insights
Linking Medicare claims and death certificates is crucial for understanding end-of-life medical expenses. A novel imputation method successfully linked these files, enabling accurate cost analysis.
Area of Science:
- Health Economics
- Biostatistics
- Data Linkage
Background:
- End-of-life medical expenses represent a substantial portion of overall healthcare spending.
- Accurate analysis requires linking patient cost data with mortality information.
- Existing datasets (Medicare claims, death certificates) lack unique identifiers for direct linkage.
Purpose of the Study:
- To develop and validate a statistical method for linking Medicare claims and death certificate data.
- To accurately estimate end-of-life medical expenditures by overcoming data linkage challenges.
- To provide a robust methodology applicable to other large-scale data linkage problems.
Main Methods:
- Utilized a novel imputation technique involving sampling from the joint posterior distribution of model parameters and file permutations.
- Developed linking models incorporating regression of location of death and cost measures on cause of death (CoD) and demographics.
- Employed exact distribution for small cells and the Metropolis algorithm for large cells, with sparse matrix structures for efficiency on ≈1.7 million cases.
Main Results:
- Successfully linked only 33% of deaths uniquely using common variables.
- The imputation procedure generated 'm' datasets with imputed matches between Medicare claims and death certificates.
- The methodology demonstrated efficient computation for a large dataset, facilitating analysis of imputed data using multiple imputation rules.
Conclusions:
- The proposed imputation method effectively links disparate health datasets (Medicare claims, death certificates) when unique identifiers are absent.
- This approach enables more accurate estimation of end-of-life medical costs and can be generalized to other file-linking applications.
- The study provides a valuable tool for health economic research and policy-making.
Abstract:
End-of-life medical expenses are a significant proportion of all health care expenditures. These costs were studied using costs of services from Medicare claims and cause of death (CoD) from death certificates. In the absence of a unique identifier linking the two datasets, common variables identified unique matches for only 33% of deaths. The remaining cases formed cells with multiple cases (32% in cells with an equal number of cases from each file and 35% in cells with an unequal number). We sampled from the joint posterior distribution of model parameters and the permutations that link cases from the two files within each cell. The linking models included the regression of location of death on CoD and other parameters, and the regression of cost measures with a monotone missing data pattern on CoD and other demographic characteristics. Permutations were sampled by enumerating the exact distribution for small cells and by the Metropolis algorithm for large cells. Sparse matrix data structures enabled efficient calculations despite the large dataset (≈1.7 million cases). The procedure generates m datasets in which the matches between the two files are imputed. The m datasets can be analyzed independently and results combined using Rubin's multiple imputation rules. Our approach can be applied in other file linking applications.
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