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A pragmatic dose-finding approach using short-term surrogate efficacy outcomes to evaluate binary efficacy and
Takashi Asakawa1, Chikuma Hamada
1Clinical Research Planning Department, Chugai Pharmaceutical Co., Ltd., Tokyo, Japan.
Abstract:
There is a growing need for study designs that can evaluate efficacy and toxicity outcomes simultaneously in phase I or phase I/II cancer clinical trials. Many dose-finding approaches have been proposed; however, most of these approaches assume binary efficacy and toxicity outcomes, such as dose-limiting toxicity (DLT), and objective responses. DLTs are often defined for short time periods. In contrast, objective responses are often defined for longer periods because of practical limitations on confirmation and the criteria used to define 'confirmation'. This means that studies have to be carried out for unacceptably long periods of time. Previous studies have not proposed a satisfactory solution to this specific problem. Furthermore, this problem may be a barrier for practitioners who want to implement notable previous dose-finding approaches. To cope with this problem, we propose an approach using unconfirmed early responses as the surrogate efficacy outcome for the confirmed outcome. Because it is reasonable to expect moderate positive correlation between the two outcomes and the method replaces the surrogate outcome with the confirmed outcome once it becomes available, the proposed approach can reduce irrelevant dose selection and accumulation of bias. Moreover, it is also expected that it can significantly shorten study duration. Using simulation studies, we demonstrate the positive utility of the proposed approach and provide three variations of it, all of which can be easily implemented with modified likelihood functions and outcome variable definitions.
Insights
This study introduces a novel approach for cancer clinical trials, using early unconfirmed responses as a surrogate for confirmed responses to speed up dose-finding. This method aims to reduce bias and shorten study duration, improving efficiency in evaluating drug efficacy and toxicity.
Area of Science:
- Clinical Trials
- Oncology
- Biostatistics
Background:
- Phase I/II cancer trials require simultaneous evaluation of efficacy and toxicity.
- Current dose-finding methods often rely on binary outcomes (e.g., dose-limiting toxicity, objective response) with differing timeframes.
- The delayed confirmation of objective responses significantly prolongs study duration.
Purpose of the Study:
- To propose a novel dose-finding approach for cancer clinical trials that addresses the issue of prolonged study duration.
- To utilize unconfirmed early responses as a surrogate for confirmed efficacy outcomes.
- To reduce irrelevant dose selection and bias while accelerating study completion.
Main Methods:
- Proposed an approach using unconfirmed early responses as a surrogate for confirmed efficacy outcomes.
- Incorporated a mechanism to replace surrogate outcomes with confirmed outcomes when available.
- Developed modified likelihood functions and outcome variable definitions for implementation.
- Conducted simulation studies to evaluate the approach's utility.
Main Results:
- The proposed approach demonstrated positive utility in simulation studies.
- The method is expected to significantly shorten study duration.
- It can reduce irrelevant dose selection and accumulation of bias.
- Three variations of the approach were developed and shown to be easily implementable.
Conclusions:
- The novel approach effectively uses surrogate efficacy outcomes to shorten phase I/II cancer trial durations.
- This method offers a practical solution to a significant barrier in implementing advanced dose-finding strategies.
- The approach facilitates more efficient simultaneous evaluation of efficacy and toxicity in early-phase oncology studies.
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