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Updated: May 6, 2026

Assessment and Evaluation of the High Risk Neonate: The NICU Network Neurobehavioral Scale
Published on: August 25, 2014
Prevalence and neonatal factors associated with autism spectrum disorders in preterm infants
Michael W Kuzniewicz1, Soora Wi2, Yinge Qian2
1Division of Research, Kaiser Permanente Northern California, Oakland, CA; Division of Neonatology, Department of Pediatrics, University of California-San Francisco, San Francisco, CA.
Insights
Infants born prematurely, especially before 27 weeks, have a significantly higher risk of autism spectrum disorder (ASD). Shorter gestational age and factors like high-frequency ventilation increase this risk.
Area of Science:
- Neonatal Medicine
- Developmental Pediatrics
- Epidemiology
Background:
- Autism spectrum disorder (ASD) is a neurodevelopmental condition with increasing prevalence.
- Gestational age at birth is a known factor influencing infant neurodevelopmental outcomes.
- Understanding the specific risks associated with preterm birth is crucial for early intervention.
Purpose of the Study:
- To determine the prevalence of autism spectrum disorders (ASD) across different gestational ages.
- To examine the risk of ASD associated with gestational age, controlling for other risk factors.
- To identify potential risk factors for ASD within the neonatal intensive care unit (NICU) setting.
Main Methods:
- Retrospective cohort study of 195,021 infants born at ≥ 24 weeks gestation.
- Data collected from January 1, 2000, to December 31, 2007, across 11 Northern California hospitals.
- Cox proportional hazards regression models used to analyze associations between gestational age, NICU factors, and ASD diagnosis.
Main Results:
- Prevalence of ASD was 1.78% in preterm infants (<37 weeks) versus 1.22% in term infants (≥37 weeks).
- Infants born at 24-26 weeks had a 2.7-fold increased hazard ratio for ASD compared to term infants.
- Increased ASD risk was observed for infants born at 27-33 weeks (HR 1.4) and 34-36 weeks (HR 1.3).
- High-frequency ventilation and intracranial hemorrhage were associated with ASD in infants <34 weeks.
Conclusions:
- ASD is approximately 3 times more prevalent in infants born before 27 weeks gestation compared to term infants.
- Each week of reduced gestation is associated with a higher risk of developing ASD.
- NICU interventions like high-frequency ventilation and conditions such as intracranial hemorrhage are linked to increased ASD risk in preterm infants.
Objectives:
To determine the prevalence of autism spectrum disorders (ASD) across gestational age, examine the risk of ASD by gestational age controlling for other risk factors, and identify potential risk factors in the neonatal intensive care unit.
Study Design:
A retrospective cohort of infants born at ≥ 24 weeks between January 1, 2000, and December 31, 2007 at 11 Kaiser Permanente Northern California hospitals (n = 195,021). ASD cases were defined by a diagnosis made at a Kaiser Permanente ASD evaluation center, by a clinical specialist, or by a pediatrician. Cox proportional hazards regression models were used to evaluate the association between gestational age and ASD as well as potential risk factors in the neonatal intensive care unit and ASD.
Results:
The prevalence of ASD in infants <37 weeks was 1.78% compared with 1.22% in infants born ≥ 37 weeks (P < .001). Compared with term infants, infants born at 24-26 weeks had an adjusted hazard ratio (HR) for a diagnosis of ASD of 2.7 (95% CI 1.5-5.0). Infants born at 27-33 weeks (adjusted HR 1.4, 95% CI 1.1-1.8) and 34-36 weeks (adjusted HR 1.3, 95% CI 1.1-1.4) were also at increased risk. High frequency ventilation and intracranial hemorrhage were associated with ASD in infants < 34 weeks.
Conclusions:
ASD was ~ 3 times more prevalent in infants <27 weeks compared with term infants. Each week of shorter gestation was associated with an increased risk of ASD. High frequency ventilation and intracranial hemorrhage were associated with ASD among infants <34 weeks.
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