Covariance adjustment for batch effect in gene expression data
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Updated: May 1, 2026

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Published on: August 4, 2022
Jung Ae Lee1, Kevin K Dobbin, Jeongyoun Ahn
1Division of Public Health Sciences, Washington University in St. Louis, St. Louis, MO 63110, U.S.A.
Abstract:
Batch bias has been found in many microarray gene expression studies that involve multiple batches of samples. A serious batch effect can alter not only the distribution of individual genes but also the inter-gene relationships. Even though some efforts have been made to remove such bias, there has been relatively less development on a multivariate approach, mainly because of the analytical difficulty due to the high-dimensional nature of gene expression data. We propose a multivariate batch adjustment method that effectively eliminates inter-gene batch effects. The proposed method utilizes high-dimensional sparse covariance estimation based on a factor model and a hard thresholding. Another important aspect of the proposed method is that if it is known that one of the batches is produced in a superior condition, the other batches can be adjusted so that they resemble the target batch. We study high-dimensional asymptotic properties of the proposed estimator and compare the performance of the proposed method with some popular existing methods with simulated data and gene expression data sets.
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