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Cluster randomized trials utilizing primary care electronic health records: methodological issues in design, conduct,
Martin C Gulliford1, Tjeerd P van Staa, Lisa McDermott
1Department of Primary Care and Public Health Sciences, King's College London, Capital House, 42 Weston St, London SE1 3QD, UK. martin.gulliford@kcl.ac.uk.
Conducting cluster randomized trials using electronic health records is feasible in UK general practices. Challenges include geographical dispersal for governance and implementation, necessitating pretrial data analysis for effective trial design.
Area of Science:
- Health Services Research
- Clinical Trials Methodology
- Primary Care Research
Background:
- Growing interest in utilizing electronic health records (EHRs) for clinical and cluster randomized trials.
- This study details methodological challenges encountered in two cluster randomized trials implemented within the Clinical Practice Research Datalink (CPRD) EHRs.
- Trial registrations: ISRCTN 47558792 and ISRCTN 35701810.
Purpose of the Study:
- To report on methodological issues during the implementation of two cluster randomized trials using EHRs.
- To evaluate the feasibility and challenges of conducting trials in primary care settings via EHRs.
- To provide insights for future EHR-based trial design and execution.
Main Methods:
- Two cluster randomized trials conducted in primary care: one on antibiotic prescribing for respiratory infections, another on stroke secondary prevention adherence.
- Data derived from documentary records and trial datasets, focusing on research ethics, governance, recruitment, allocation, sample size, intervention implementation, and analysis.
- Utilized electronic health records from the Clinical Practice Research Datalink (CPRD).
Main Results:
- Research governance approvals obtained from over 150 primary care organizations across England, Wales, and Scotland.
- Recruited 104 general practices for the antibiotic trial and 106 for the stroke trial within six months.
- Interventions were remotely installed; participant numbers varied significantly (mean 5,588 for antibiotics, 110 for stroke).
- Outcome measures showed strong correlations (e.g., 0.91 for antibiotic prescribing), highlighting the need for careful eligibility definition.
Conclusions:
- Cluster randomized trials can be efficiently conducted with large samples from UK general practices using EHRs.
- Geographical dispersal of trial sites poses challenges for research governance and intervention implementation.
- Pretrial data analysis is crucial for informing robust trial design and analysis plans.
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