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Evaluating the risks of clinical research: direct comparative analysis
Annette Rid1, Emily Abdoler, Roxann Roberson-Nay
11 Department of Social Science, Health & Medicine, King's College London , United Kingdom .
Insights
A new method, direct comparative analysis, helps determine minimal risk in research for children. It compares research risks to daily life risks, ensuring child protection while facilitating essential studies.
Area of Science:
- Pediatric research ethics
- Risk assessment methodologies
Background:
- Current regulations permit minimal-risk research participation for minors without direct clinical benefit.
- A lack of systematic methods for assessing minimal risk leads to inconsistent judgments and potential underprotection of children in research.
Purpose of the Study:
- To introduce and validate a systematic method for implementing the "risks of daily life" standard for minimal risk in pediatric research.
- To address variability in minimal risk determinations and enhance the protection of children in research.
Main Methods:
- Conceptual and normative analysis.
- Development of a "direct comparative analysis" method to compare research risks with risks from daily life activities.
- Application of the method to an illustrative example involving anxiety induced by a CO2 challenge in children.
Main Results:
- Risks can be systematically compared by analyzing their type, likelihood, and magnitude of harm.
- Direct comparative analysis provides a framework for evaluating research procedures with risks similar to everyday life, such as psychological distress.
- The method was successfully applied to assess the minimal risk status of a CO2 challenge in pediatric participants.
Conclusions:
- Direct comparative analysis offers a systematic approach to applying the "risks of daily life" standard for minimal risk in research.
- This method aids in protecting children and adolescents in research by providing consistent risk assessments.
- The approach facilitates important research by clarifying risk levels, preventing unnecessary research blockage due to risk concerns.
Objectives:
Many guidelines and regulations allow children and adolescents to be enrolled in research without the prospect of clinical benefit when it poses minimal risk. However, few systematic methods exist to determine when research risks are minimal. This situation has led to significant variation in minimal risk judgments, raising concern that some children are not being adequately protected. To address this concern, we describe a new method for implementing the widely endorsed "risks of daily life" standard for minimal risk. This standard defines research risks as minimal when they do not exceed the risks posed by daily life activities or routine examinations.
Methods:
This study employed a conceptual and normative analysis, and use of an illustrative example.
Results:
Different risks are composed of the same basic elements: Type, likelihood, and magnitude of harm. Hence, one can compare the risks of research and the risks of daily life by comparing the respective basic elements with each other. We use this insight to develop a systematic method, direct comparative analysis, for implementing the "risks of daily life" standard for minimal risk. The method offers a way of evaluating research procedures that pose the same types of risk as daily life activities, such as the risk of experiencing anxiety, stress, or other psychological harm. We thus illustrate how direct comparative analysis can be applied in practice by using it to evaluate whether the anxiety induced by a respiratory CO2 challenge poses minimal or greater than minimal risks in children and adolescents.
Conclusions:
Direct comparative analysis is a systematic method for applying the "risks of daily life" standard for minimal risk to research procedures that pose the same types of risk as daily life activities. It thereby offers a method to protect children and adolescents in research, while ensuring that important studies are not blocked because of unwarranted concerns about research risks.
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