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Post-trial obligations in the Declaration of Helsinki 2013: classification, reconstruction and interpretation
Insights
The Declaration of Helsinki 2013 outlines post-trial obligations for research participants, including access to care and information. This analysis critically interprets these obligations, identifying responsible agents and areas for improvement in ethical guidelines.
Area of Science:
- Bioethics
- Medical Research Ethics
- International Research Guidelines
Background:
- Post-trial obligations to research participants are a significant global ethical challenge.
- The Declaration of Helsinki provides key ethical principles for human subject research.
- Recent revisions offer an opportunity to re-evaluate ethical responsibilities after research concludes.
Purpose of the Study:
- To critically interpret post-trial obligations for individual research participants as outlined in the Declaration of Helsinki 2013.
- To analyze the evolution of these obligations from previous versions of the Declaration.
- To identify responsible agents and evaluate the clarity of post-trial provisions.
Main Methods:
- Critical interpretation of the Declaration of Helsinki 2013, specifically 'Post-trial provisions'.
- Classification of post-trial obligations with examples from ethics literature.
- Reconstruction of Declaration of Helsinki's post-trial obligations from 2000-2008.
- Analysis of ethical arguments and changes in wording.
Main Results:
- The Declaration of Helsinki 2013 distinguishes between post-trial access to care and access to information.
- Paragraph 34 of the 2013 Declaration improves agent identification and removes ambiguous 'fair benefit' language.
- The 2013 Declaration omits 'access to other appropriate care' and narrows the scope of access to information.
Conclusions:
- The Declaration of Helsinki 2013 presents an improved framework for post-trial obligations but has notable limitations.
- Specific recommendations include reinstating 'access to other appropriate care' and broadening access to information.
- Clearer articulation of responsibilities is crucial for participant welfare after research.
Abstract:
The general aim of this article is to give a critical interpretation of post-trial obligations towards individual research participants in the Declaration of Helsinki 2013. Transitioning research participants to the appropriate health care when a research study ends is a global problem. The publication of a new version of the Declaration of Helsinki is a great opportunity to discuss it. In my view, the Declaration of Helsinki 2013 identifies at least two clearly different types of post-trial obligations, specifically, access to care after research and access to information after research. The agents entitled to receive post-trial access are the individual participants in research studies. The Declaration identifies the sponsors, researchers and host country governments as the main agents responsible for complying with the post-trial obligations mentioned above. To justify this interpretation of post-trial obligations, I first introduce a classification of post-trial obligations and illustrate its application with examples from post-trial ethics literature. I then make a brief reconstruction of the formulations of post-trial obligations of the Declaration of Helsinki from 2000 to 2008 to correlate the changes with some of the most salient ethical arguments. Finally I advance a critical interpretation of the latest formulation of post-trial obligations. I defend the view that paragraph 34 of 'Post-trial provisions' is an improved formulation by comparison with earlier versions, especially for identifying responsible agents and abandoning ambiguous 'fair benefit' language. However, I criticize the disappearance of 'access to other appropriate care' present in the Declaration since 2004 and the narrow scope given to obligations of access to information after research.
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