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Published on: November 19, 2015
Respiratory transition in the newborn: a three-phase process
Stuart B Hooper1, Arjan B Te Pas2, Marcus J Kitchen3
1Ritchie Centre, Hudson Institute of Medical Research, Melbourne, Victoria, Australia Department of Obstetrics & Gynaecology, Monash University, Melbourne, Victoria, Australia.
Insights
The respiratory transition at birth involves three lung physiological phases. Optimized respiratory support, including sustained inflation and end-expiratory pressure, is crucial for infant lung development.
Area of Science:
- Neonatal Physiology
- Respiratory Medicine
Background:
- The transition from fetal to neonatal respiration is a complex physiological process.
- Understanding the sequential changes in the neonatal lung is critical for appropriate respiratory support.
Purpose of the Study:
- To propose a three-phase model for the respiratory transition at birth.
- To correlate specific physiological lung states with optimal respiratory support strategies.
Main Methods:
- Conceptual model based on physiological states of the neonatal lung.
- Analysis of fetal lung liquid dynamics and gas exchange during the transition.
Main Results:
- Phase 1: Airways are liquid-filled; focus on liquid clearance via sustained inflation.
- Phase 2: Gas exchange begins; risk of re-flooding necessitates end-expiratory pressure.
- Phase 3: Lung tissue cleared of liquid; focus shifts to managing lung immaturity/injury.
Conclusions:
- Optimizing respiratory support to match the lung's physiological phase improves outcomes.
- Sustained inflation is key in phase 1, while end-expiratory pressure is vital in phase 2.
- This phased approach to respiratory support is essential for successful neonatal respiratory adaptation.
Abstract:
We propose that the respiratory transition at birth passes through three distinct, but overlapping phases, which reflect different physiological states of the lung. Accordingly, respiratory support given to infants should be optimised to suit the underlying physiological state of the lung as it passes through each phase. During the first phase, the airways are liquid-filled and so no pulmonary gas exchange can occur. Respiratory support should, therefore, be focused on clearing the gas exchange regions of liquid. In the absence of gas exchange, little or no CO2will accumulate within the airways and, therefore, interrupting inflation pressures to allow the lung to deflate and exhale CO2is unnecessary. This is the primary rationale for administering a sustained inflation at birth. During the second phase, the gas exchange regions are mostly cleared of liquid, allowing pulmonary gas exchange to commence. However, the liquid cleared from the airways resides within the tissue during this phase, which increases perialveolar interstitial tissue pressures and the risk of liquid re-entry back into the airways. As a result, respiratory support should be optimised to minimise alveolar re-flooding during expiration, which can be achieved by applying an end-expiratory pressure. The third and final phase occurs when the liquid is eventually cleared from lung tissue. Although gas exchange may be restricted by lung immaturity, injury and inflammation during this phase, considerations of how fetal lung liquid can adversely affect lung function are no longer relevant.
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