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Implementation of adaptive methods in early-phase clinical trials
Gina R Petroni1, Nolan A Wages1, Gautier Paux2
1Division of Translational Research and Applied Statistics, Department of Public Health Sciences, The University of Virginia, Charlottesville, VA, 22908, U.S.A.
Abstract:
There has been constant development of novel statistical methods in the design of early-phase clinical trials since the introduction of model-based designs, yet the traditional or modified 3+3 algorithmic design remains the most widely used approach in dose-finding studies. Research has shown the limitations of this traditional design compared with more innovative approaches yet the use of these model-based designs remains infrequent. This can be attributed to several causes including a poor understanding from clinicians and reviewers into how the designs work, and how best to evaluate the appropriateness of a proposed design. These barriers are likely to be enhanced in the coming years as the recent paradigm of drug development involves a shift to more complex dose-finding problems. This article reviews relevant information that should be included in clinical trial protocols to aid in the acceptance and approval of novel methods. We provide practical guidance for implementing these efficient designs with the aim of augmenting a broader transition from algorithmic to adaptive model-guided designs. In addition we highlight issues to consider in the actual implementation of a trial once approval is obtained. Copyright © 2016 John Wiley & Sons, Ltd.
Insights
Despite advances in statistical methods for early-phase clinical trials, the traditional 3+3 design is still common. This article guides protocol development to encourage adoption of advanced, model-based dose-finding designs.
Area of Science:
- Biostatistics
- Clinical Trial Design
- Pharmacology
Background:
- The traditional 3+3 design is widely used in early-phase clinical trials for dose-finding, despite known limitations compared to innovative statistical methods.
- Model-based designs offer more efficient dose-finding but are infrequently adopted due to poor understanding and evaluation challenges.
- Drug development trends towards complex dose-finding problems, necessitating more advanced statistical approaches.
Purpose of the Study:
- To review essential information for clinical trial protocols to facilitate acceptance and approval of novel statistical designs.
- To provide practical guidance for implementing efficient, model-based dose-finding designs.
- To support the transition from traditional algorithmic designs to adaptive model-guided designs in early-phase trials.
Main Methods:
- Literature review of statistical methods in early-phase clinical trial design.
- Analysis of barriers to adoption of model-based designs.
- Guidance development for protocol content and trial implementation.
Main Results:
- Identification of key information required in protocols for novel design approval.
- Practical strategies for implementing efficient adaptive designs.
- Considerations for the practical execution of approved novel trial designs.
Conclusions:
- Enhanced protocol content and practical guidance can overcome barriers to adopting advanced statistical designs.
- Facilitating the transition to model-guided adaptive designs is crucial for modern drug development.
- Addressing implementation challenges is key to realizing the benefits of innovative dose-finding methodologies.
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