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Published on: September 20, 2019
[Ethical aspects of clinical trials in rare diseases]
Joerg Hasford1,2, Armin Koch3
1Institut für Medizinische Informationsverarbeitung, Biometrie und Epidemiologie, Ludwig-Maximilians-Universität München, Marchioninistr. 15, 81377, München, Deutschland. has@ibe.med.uni-muenchen.de.
Abstract:
It is estimated that there are about four million people suffering from rare diseases in Germany. For roughly the last 20 years, there has been an increasing interest in therapeutic research for rare diseases. Drug research is highly regulated via numerous laws, regulations and ethical conventions that do not offer any waivers for clinical trials in rare diseases. Thus the ethical assessment of the clinical trial application for a rare disease is basically the same as for a common disease. As the ethical standards of clinical research, for example regarding informed consent, are derived from constitutional rights and have been codified in the German drug law, it is no surprise that they cannot depend on the frequency of a disease. A very important aspect of the ethical assessment is the biometric quality with regard to study design, sample size estimation and statistical analysis, as methodologically poor research with humans is per se unethical. Problems with sample size estimations and pilot studies will be addressed in more detail. Pilot studies should be avoided and sample size estimations should not assume overoptimistic effect sizes and should not increase the error probability beyond 5% two-sided.
Insights
Ethical standards for rare disease clinical trials in Germany are stringent, mirroring those for common diseases. Methodological rigor, including appropriate sample size estimation and avoiding pilot studies, is crucial for ethical research.
Area of Science:
- Medical Ethics
- Clinical Trial Regulation
- Rare Disease Research
Background:
- Approximately four million individuals in Germany are affected by rare diseases.
- Therapeutic research for rare diseases has gained significant attention over the past two decades.
- Drug research is subject to extensive regulations, with no exceptions for rare disease clinical trials.
Purpose of the Study:
- To examine the ethical assessment of clinical trials for rare diseases within the existing regulatory framework.
- To highlight the importance of biometric quality in ensuring ethical research conduct.
- To address specific challenges in sample size estimation and the role of pilot studies.
Main Methods:
- Analysis of German drug laws, regulations, and ethical conventions governing clinical trials.
- Review of ethical assessment criteria for clinical trial applications, irrespective of disease frequency.
- Focus on biometric aspects: study design, sample size estimation, and statistical analysis.
Main Results:
- Ethical standards for rare disease trials are equivalent to those for common diseases, rooted in constitutional rights and codified in law.
- Methodological deficiencies in research are considered inherently unethical.
- Pilot studies should be minimized, and sample size calculations must avoid overly optimistic effect sizes and maintain a 5% two-sided error probability.
Conclusions:
- The ethical evaluation of rare disease clinical trials aligns with general clinical research standards.
- Robust study design, accurate sample size determination, and sound statistical analysis are paramount for ethical research.
- Avoiding pilot studies and employing conservative statistical assumptions are recommended for rare disease research.
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