STEIN: A simple toxicity and efficacy interval design for seamless phase I/II clinical trials
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1Department of Biostatistics, University of Washington, Seattle, 98195, Washington, U.S.A.
Abstract:
Seamless phase I/II dose-finding trials are attracting increasing attention nowadays in early-phase drug development for oncology. Most existing phase I/II dose-finding methods use sophisticated yet untestable models to quantify dose-toxicity and dose-efficacy relationships, which always renders them difficult to implement in practice. To simplify the practical implementation, we extend the Bayesian optimal interval design from maximum tolerated dose finding to optimal biological dose finding in phase I/II trials. In particular, optimized intervals for toxicity and efficacy are respectively derived by minimizing probabilities of incorrect classifications. If the pair of observed toxicity and efficacy probabilities at the current dose is located inside the promising region, we retain the current dose; if the observed probabilities are outside of the promising region, we propose an allocation rule by maximizing the posterior probability that the response rate of the next dose falls inside a prespecified efficacy probability interval while still controlling the level of toxicity. The proposed interval design is model-free, thus is suitable for various dose-response relationships. We conduct extensive simulation studies to demonstrate the small- and large-sample performance of the proposed method under various scenarios. Compared to existing phase I/II dose-finding designs, not only is our interval design easy to implement in practice, but it also possesses desirable and robust operating characteristics.
Insights
This study introduces a simplified, model-free Bayesian interval design for early-phase oncology trials. The method enhances optimal biological dose finding by balancing toxicity and efficacy, improving practical implementation and trial outcomes.
Area of Science:
- Oncology
- Clinical Trial Design
- Biostatistics
Background:
- Phase I/II trials are crucial for early drug development in oncology.
- Existing dose-finding methods often rely on complex, untestable models, hindering practical application.
- There is a need for simplified, robust methods for dose-finding in early-phase oncology trials.
Purpose of the Study:
- To extend the Bayesian optimal interval design for maximum tolerated dose finding to optimal biological dose finding in seamless phase I/II trials.
- To simplify the practical implementation of dose-finding methods in early-phase oncology drug development.
- To develop a model-free design suitable for various dose-response relationships.
Main Methods:
- Extended the Bayesian optimal interval design to incorporate both toxicity and efficacy.
- Derived optimized intervals by minimizing probabilities of incorrect classifications.
- Proposed a dose allocation rule based on maximizing posterior probability within a desired efficacy interval while controlling toxicity.
Main Results:
- The proposed interval design is model-free, allowing flexibility for diverse dose-response relationships.
- Extensive simulations demonstrated favorable small- and large-sample performance across various scenarios.
- The method showed desirable and robust operating characteristics compared to existing designs.
Conclusions:
- The novel Bayesian interval design offers a practical and effective approach for optimal biological dose finding in phase I/II oncology trials.
- The model-free nature and simplified implementation make it suitable for real-world clinical settings.
- The design provides robust performance and balances efficacy with toxicity control.
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