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Capturing 'R&D excellence': indicators, international statistics, and innovative universities
Robert J W Tijssen1,2, Jos J Winnink1
11Center for Science and Technology Studies (CWTS), Leiden University, Leiden, The Netherlands.
Scientometrics
|February 17, 2018
Summary
Research and Development (R&D) excellence, measured by patent citations to scientific publications, shows significant global disparities. Switzerland and Israel lead per capita, driven by human resources and science quality, not just R&D spending.
Area of Science:
- Bibliometrics and Innovation Studies
- Science and Technology Policy
- Research & Development (R&D) Performance Measurement
Background:
- Successful science-based technological innovation relies on excellent research.
- Defining and measuring 'R&D excellence' is crucial for understanding innovation drivers.
- Existing metrics often focus on R&D expenditure, potentially overlooking research impact.
Purpose of the Study:
- To define and quantify 'R&D excellence' using patent citations to research publications.
- To analyze global and national disparities in R&D excellence.
- To identify key explanatory factors for performance differentials in R&D excellence.
Main Methods:
- Quantified R&D excellence by analyzing citation frequencies from patents to research publications over 15 years.
- Defined 'excellent' patents as the top 10% most cited globally.
- Analyzed millions of citing patents and cited publications across 70 countries, controlling for national science system size.
Main Results:
- Significant global variations exist in domestic science contribution to patented technologies.
- USA leads in publication volume, but Switzerland and Israel show superior per capita performance.
- Human resources and science system quality are key drivers of R&D excellence, especially in medium-income countries.
Conclusions:
- R&D expenditure and university-industry cooperation correlate with publication volume but not necessarily per capita excellence.
- Top-ranking research universities significantly contribute to advanced science-based technologies.
- The study provides a novel, impact-oriented metric for R&D performance, complementing expenditure-based statistics.
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