Transferability of artificial neural networks for clinical document classification across hospitals: A case study on...

Application of machine learning techniques for automatic and reliable classification of clinical documents have shown promising results. However, machine learning models require abundant training data specific to each target hospital and may not be able to benefit from available labeled data from each of the hospitals due to data variations. Such training data limitations have presented one of the major obstacles for maximising potential application of machine learning approaches in the healthcare domain. We investigated transferability of artificial neural network models across hospitals from different domains representing various age demographic groups (i.e., children, adults, and mixed) in order to cope with such limitations.

We explored the transferability of artificial neural networks for clinical document classification. Our case study was to detect abnormalities from limb X-ray reports obtained from the emergency department (ED) of three hospitals within different domains. Different transfer learning scenarios were investigated in order to employ a source hospital's trained model for addressing a target hospital's abnormality detection problem.

A Convolutional Neural Network (CNN) model exhibited the best effectiveness compared to other networks when employing an embedding model trained on a large corpus of clinical documents. Furthermore, CNN models derived from a source hospital outperformed a conventional machine learning approach based on Support Vector Machines (SVM) when applied to a different (target) hospital. These models were further improved by leveraging available training data in target hospitals and outperformed the models that used only the target hospital data with F1-Score of 0.92-0.96 across three hospitals.

Our transfer learning model used only simple vector representations of documents without any task-specific feature engineering. Transferring the CNN model significantly improved (approx.10% in F1-Score) the state-of-the-art approach for clinical document classification based on a trivial transferred model. In addition, the results showed that transfer learning techniques can further improve a CNN model that is trained only on either a source or target hospital's data.

Transferring a pre-trained CNN model generated in one hospital to another facilitates application of machine learning approaches that alleviate both hospital-specific feature engineering and training data.