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Causal inference in coupled human and natural systems.

Paul J Ferraro1,2, James N Sanchirico3,4, Martin D Smith5,6

  • 1Carey Business School, Johns Hopkins University, Baltimore, MD 21202.

Proceedings of the National Academy of Sciences of the United States of America
|August 22, 2018
PubMed
Summary

Causal inference in coupled human and natural systems (CHANS) is challenging due to violated excludability and interference assumptions. Addressing these requires diverse methods and interdisciplinary collaboration for reliable findings.

Keywords:
bioeconomicsmarine protected areasquasiexperimentsocial-ecological systemsspatial dynamics

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Area of Science:

  • Environmental social science
  • Sustainability science
  • Complex systems analysis

Background:

  • Coupled human and natural systems (CHANS) exhibit complex feedback loops across social and environmental dimensions.
  • Causal inference in CHANS is hindered by challenges like violated excludability and interference assumptions, which are under-explored in existing literature.
  • Most causal variables in CHANS impact both environmental and human components, complicating analysis.

Purpose of the Study:

  • To investigate the challenges of excludability and interference in causal inference within CHANS.
  • To evaluate the plausibility of these assumptions using structural knowledge and explicit system recognition.
  • To explore the relevance of interference in CHANS through a stylized marine simulation.

Main Methods:

  • Review of nearly 200 studies in marine protected areas literature to assess the handling of causal assumptions.
  • Development of a stylized simulation of a marine CHANS incorporating policy interventions, ecological disturbances, and technological disasters.
  • Analysis of human and capital mobility as sources of interference and moderators of causal effects.

Main Results:

  • Few studies in the marine protected areas literature adequately address the excludability assumption.
  • Human and capital mobility in CHANS act as sources of interference, biasing causal effect inferences.
  • Interference also moderates the magnitude of causal effects within CHANS.

Conclusions:

  • No perfect solutions exist for satisfying excludability and interference assumptions in CHANS research.
  • Elucidating causal relationships in CHANS necessitates employing multiple analytical approaches to identify and triangulate credible inferences.
  • Advancing causal understanding in CHANS and sustainability science requires interdisciplinary expertise and academic-practitioner partnerships.