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    Deep neural networks (DNNs) offer superior function approximation without increased complexity. This study demonstrates DNNs achieve excellent expressivity and generalization, leading to near-optimal learning rates.

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    Area of Science:

    • Machine Learning
    • Theoretical Computer Science
    • Artificial Intelligence

    Background:

    • Deep learning's practical success necessitates theoretical understanding.
    • Generalization and expressivity are key metrics for deep neural network (DNN) behavior.
    • Existing research often focuses on either expressivity (large capacity) or generalization (small capacity).

    Purpose of the Study:

    • To investigate the theoretical advantages of deep nets by considering both expressivity and generalization.
    • To explore if deep architectures can achieve high expressivity without a significant increase in capacity compared to shallow networks.
    • To derive theoretical learning rates for deep nets.

    Main Methods:

    • Constructed a two-hidden-layer deep neural network.
    • Evaluated expressivity using localized and sparse approximation.
    • Employed the covering number to measure network capacity.
    • Derived learning rates for empirical risk minimization.

    Main Results:

    • Demonstrated that deep nets possess excellent expressive power (localized and sparse approximation) without substantially increasing capacity compared to shallow nets.
    • Showcased that deep architectures can achieve high expressivity and generalization simultaneously.
    • Established near-optimal learning rates for deep nets, theoretically validating their advantages.

    Conclusions:

    • Deep neural networks offer theoretical advantages in both expressivity and generalization.
    • The findings provide a learning theory perspective on why deep learning models are effective.
    • This work bridges the gap between expressivity and generalization in deep learning theory.