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Updated: Jan 29, 2026

Fabrication and Optimization of Type II Silicon Clathrate Films
Published on: October 14, 2025
First-Principles Study of the Electronic, Vibrational Properties and Anharmonic Effects of Some Si-Based Type-II
1Department of Physics and Astronomy, Texas Tech University, Lubbock, TX 79409-1051, USA. dong.xue@ttu.edu.
Abstract:
Electronic, vibrational, and anharmonic studies on some binary clathrate ASi136 (A = Na, K, Rb, Cs; 0 < x ≤ 24) are theoretically presented. The Fermi energy lies in the range of 1.1 eV to 1.4 eV for NaSi136 and increases as stoichiometry (x) is tuned from 8 to 12 to 16. The determined isotropic "Mexican-hat" shape of the guest-host potential describing Na motion in the Si28 cage indicates the "off-center" position when the temperature is elevated beyond zero. Accordingly, the calculated Na "off-center" displacements correlate well with the X-Ray Diffraction (XRD) data (0.4 Å⁻0.5 Å) for a similar composition range (0 < x < 24). The lack of first-principles analysis on quartic anharmonicity motivates us to initiate a self-consistent model to examine the temperature-dependent rattling frequency Ω(T) of the guest (Na, Rb). The predicted values of Ω(T) for Na24Si136 at 300 K are significantly higher (approximately six times larger) than the value at absolute zero, which contrasts with the case of Rb₈Si136. Moreover, underestimation of the isotropic atomic displacement parameter Uiso is caused by the temperature-dependent quartic anharmonicity of Na, and this discrepancy might be offset by the square of the "off-center" displacement.
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