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Dynamic Facial Expression of Emotion and Observer Inference
Klaus R Scherer1, Heiner Ellgring2, Anja Dieckmann3
1Department of Psychology and Swiss Center for Affective Sciences, University of Geneva, Geneva, Switzerland.
Actors accurately convey emotions using specific facial muscle movements predicted by appraisal theories. Observers correctly identify these emotions, supporting a dynamic model of facial expression and perception.
Area of Science:
- Psychology
- Cognitive Science
- Neuroscience
Background:
- Traditional research assumes discrete emotions and static facial expressions.
- Appraisal theories propose dynamic facial expressions linked to cognitive appraisals.
- Emotion perception may involve inferring appraisals before categorizing emotions.
Purpose of the Study:
- To empirically investigate facial action unit configurations used by actors to convey emotions.
- To examine observer accuracy in inferring emotions from these facial expressions.
- To test predictions derived from appraisal theories of emotion.
Main Methods:
- Actors enacted specific emotions in short affect bursts, guided by appraisal criteria.
- Facial action unit (AU) configurations were analyzed during enactment.
- Naïve observers inferred emotions from the enacted facial expressions.
Main Results:
- Actors utilized predicted facial AU patterns corresponding to specified appraisal outcomes.
- Observers inferred emotions accurately from these configurations, aligning with prior research.
- Facial movement patterns closely matched appraisal-driven predictions.
Conclusions:
- Facial expressions are dynamically produced by appraisal processes.
- Observer emotion recognition relies on inferring these appraisal-driven facial patterns.
- Findings support appraisal theories and encourage further research into expression and inference.
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