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Scientific misconduct and accountability in teams.
Katrin Hussinger1,2,3, Maikel Pellens2,3,4
1University of Luxembourg (Luxembourg), Faculty of Law, Economics and Finance, Luxembourg, Luxembourg.
Assigning accountability for scientific misconduct is complex. This study found first authors are 38% more likely to be responsible for misconduct, suggesting a guarantor model for first authors.
Area of Science:
- Biomedical research
- Scientific integrity
- Research ethics
Background:
- Modern scientific research is increasingly complex and multidisciplinary, necessitating large author teams.
- This complexity raises challenges in assigning accountability for scientific misconduct.
- Existing guidelines for author accountability vary, including joint, individual, and guarantor models.
Purpose of the Study:
- To investigate the correlation between author byline position and responsibility for scientific misconduct.
- To provide empirical evidence to inform the debate on assigning accountability in scientific publications.
Main Methods:
- Analysis of 80 scientific misconduct investigations from the U.S. Office of Research Integrity (ORI).
- Examination of 184 publications associated with these misconduct cases.
- Application of binary regression models to assess the likelihood of misconduct responsibility based on author position.
Main Results:
- Author byline position significantly correlates with responsibility for scientific misconduct.
- First authors are 38% more likely to be responsible for misconduct compared to middle authors (p<0.01).
- Corresponding authors are 14% more likely to be responsible (p<0.05).
Conclusions:
- Findings support a guarantor-like model where first authors hold primary accountability for misconduct.
- This model appears effective in identifying responsible parties without unduly implicating other authors.
- Empirical data can guide the development of clearer guidelines for scientific accountability.
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