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Published on: October 24, 2019
Associations between age and sleep apnea risk among newborn infants
Lisa B Matlen1,2, Fauziya Hassan1,2, Renée A Shellhaas1,2
1Department of Pediatrics, University of Michigan, Ann Arbor, Michigan.
Insights
Sleep-disordered breathing (SDB) in infants under 12 months lacks diagnostic thresholds. Obstructive-apnea in infants without risk factors is linked to prematurity, while those with structural risks may not outgrow SDB.
Area of Science:
- Pediatric Pulmonology
- Neonatology
- Sleep Medicine
Background:
- Sleep-disordered breathing (SDB) has known neurocognitive effects in older children.
- Diagnostic thresholds for SDB are currently lacking for infants under 12 months of age.
- Polysomnography is a key diagnostic tool for evaluating SDB.
Purpose of the Study:
- To investigate the relationship between SDB indices and gestational age (GA) and postmenstrual age (PMA) in infants.
- To evaluate SDB indices in infants with and without clinical risk factors.
- To identify potential diagnostic criteria for SDB in infants.
Main Methods:
- Retrospective analysis of clinically-indicated polysomnograms in infants under 3 months chronological age.
- Linear regression analysis to assess associations between apnea-hypopnea index (AHI), obstructive-apnea index (OAI), GA, and PMA.
- Stratification of infants into groups with and without obvious clinical risk factors for SDB.
Main Results:
- In infants without SDB risk factors (n=53), AHI showed a weak inverse relationship with PMA (r²=0.12, P=0.01), and OAI was strongly associated with GA (r²=0.33, P<0.0001).
- In infants with congenital structural anomalies (n=28), neither AHI nor OAI correlated with PMA or GA.
- AHI was not predicted by GA in infants without risk factors (r²=0.04, P=0.13).
Conclusions:
- In infants without structural SDB risk factors, AHI decreases with increasing PMA, while obstructive-apnea is associated with prematurity (lower GA).
- Infants with congenital structural risk factors for SDB do not show improvement in SDB indices with increasing GA or PMA.
- These findings suggest that infants with structural risk factors may have persistent SDB risk.
Objective:
Among older children, sleep-disordered breathing (SDB) is associated with measurable neurocognitive consequences. However, diagnostic SDB thresholds are lacking for infants < 12 months. We sought to evaluate the relationship between SDB indices, gestational age (GA), and postmenstrual age (PMA) for infants who underwent clinically-indicated polysomnograms at a tertiary care center.
Methods:
Every infant < 3-months chronological age whose first clinically-indicated polysomnogram was between 2/2012 and 2/2017 was included. Linear regression was used to evaluate associations between apnea-hypopnea index (AHI), obstructive-apnea index (OAI), and GA and PMA for infants with and without obvious clinical risk factors for SDB (eg, micrognathia and cleft palate).
Results:
For 53 infants without obvious SDB risk factors (GA 35.6 ± 4.5 weeks; PMA 41.2 ± 4.0 weeks), mean AHI was 27 ± 18 and OAI 2.9 ± 4.5. There was a weak inverse relationship between AHI and PMA (r 2 = 0.12, P = 0.01), but AHI was not predicted by GA (r 2 = 0.04, P = 0.13). Conversely, OAI was more strongly associated with GA (r 2 = 0.33, P < 0.0001) than PMA (r 2 = 0.08, P = 0.036). For 28 infants with congenital structural anomalies that predispose to SDB (GA 38.0 ± 3.1 weeks, PMA 43.1 ± 3.3 weeks, AHI 37.7 ± 30, OAI 8.2 ± 11.8), neither AHI nor OAI were related to PMA or GA.
Conclusions:
Among infants who received clinically-indicated polysomnograms but did not have obvious structural risk for SDB, AHI declined with advancing PMA, but obstructive-apnea was best predicted by prematurity. In contrast, the SDB risk did not improve with increasing GA or PMA for infants with congenital structural risk factors; such infants may not outgrow their risk for SDB.
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