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Updated: Jan 22, 2026

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Published on: May 27, 2022
The i3+3 design for phase I clinical trials
Meizi Liu1, Sue-Jane Wang2, Yuan Ji1
1Department of Public Health Sciences, The University of Chicago, Chicago, IL, USA.
The new i3+3 design improves dose-finding trials over the traditional 3+3 method. This advanced rule-based design enhances safety and accuracy in identifying the maximum tolerated dose (MTD).
Area of Science:
- Clinical Trials
- Biostatistics
- Pharmacology
Background:
- Traditional 3+3 designs often fail to meet dose-finding trial objectives.
- Model-based designs show improved performance but can be complex.
- There is a need for improved rule-based designs balancing simplicity and efficacy.
Purpose of the Study:
- To introduce and evaluate a novel rule-based design, i3+3, for early-phase clinical trials.
- To compare the operating characteristics of the i3+3 design against traditional and model-based designs.
- To assess the safety and accuracy of the i3+3 design in identifying the maximum tolerated dose (MTD).
Main Methods:
- The study proposes the i3+3 design, incorporating advanced rules to handle data variability.
- Operating characteristics were evaluated through extensive simulations.
- The i3+3 design was compared with the standard 3+3 design and popular model-based designs.
Main Results:
- The i3+3 design demonstrated superior safety and accuracy in identifying the MTD compared to the 3+3 design.
- Simulations indicated that i3+3 offers comparable performance to established model-based phase I designs.
- The proposed design effectively accounts for data variabilities, enhancing trial outcomes.
Conclusions:
- The i3+3 design represents a significant advancement over the traditional 3+3 approach for dose-finding studies.
- It offers a robust and reliable alternative to model-based designs, balancing performance with operational simplicity.
- The i3+3 design enhances patient safety and the precision of MTD determination in early-phase trials.
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