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Dynamic treatment regimens in small n, sequential, multiple assignment, randomized trials: An application in focal
Yan-Cheng Chao1, Howard Trachtman2, Debbie S Gipson3
1Department of Biostatistics, School of Public Health, University of Michigan, Ann Arbor, MI 48109, USA.
Abstract:
Focal segmental glomerulosclerosis (FSGS) is a rare kidney disease with an annual incidence of 0.2-1.8 cases per 100,000 individuals. Most rare diseases like FSGS lack effective treatments, and it is difficult to implement clinical trials to study rare diseases because of the small sample sizes and difficulty in recruitment. A novel clinical trial design, a small sample, sequential, multiple assignment, randomized trial (snSMART) has been proposed to efficiently identify effective treatments for rare diseases. In this work, we review and expand the snSMART design applied to studying treatments for FSGS. The snSMART is a multistage trial that randomizes participants to one of three active treatments in the first stage and then re-randomizes those who do not respond to the initial treatment to one of the other two treatments in the second stage. A Bayesian joint stage model efficiently shares information across the stages to find the best first stage treatment. In this setting, we modify the previously presented design and methods (Wei et al. 2018) such that the proposed design includes a standard of care as opposed to three active treatments. We present Bayesian and frequentist models to compare the two novel therapies to the standard of care. Additionally, we show for the first time how we should estimate and compare tailored sequences of treatments or dynamic treatment regimens (DTRs) and contrast the results from our methods to existing methods for analyzing DTRs from a SMART. We also propose a sample size calculation method for our snSMART design when implementing the frequentist model with Dunnett's correction.
Insights
A novel small sample, sequential, multiple assignment, randomized trial (snSMART) design efficiently evaluates treatments for rare kidney diseases like Focal segmental glomerulosclerosis (FSGS). This adaptive approach optimizes treatment selection for better patient outcomes.
Area of Science:
- Nephrology
- Clinical Trial Design
- Biostatistics
Background:
- Focal segmental glomerulosclerosis (FSGS) is a rare kidney disease with limited effective treatments.
- Rare diseases face challenges in clinical trials due to small sample sizes and recruitment difficulties.
- A sequential, multiple assignment, randomized trial (SMART) offers an efficient design for rare disease research.
Purpose of the Study:
- To review and expand the small sample, sequential, multiple assignment, randomized trial (snSMART) design for studying FSGS treatments.
- To adapt the snSMART design to include a standard of care alongside novel therapies.
- To present statistical models for comparing novel therapies against the standard of care and analyzing dynamic treatment regimens (DTRs).
Main Methods:
- The proposed snSMART design involves multi-stage randomization, including re-randomization for non-responders.
- Bayesian joint stage models are used for efficient information sharing across trial stages.
- Both Bayesian and frequentist models are presented for comparing treatments and analyzing DTRs, with a novel sample size calculation method for the frequentist approach.
Main Results:
- The study demonstrates how to estimate and compare tailored treatment sequences (DTRs) using the modified snSMART design.
- Comparison of novel therapies against the standard of care is facilitated through presented Bayesian and frequentist models.
- A method for sample size calculation in the frequentist snSMART model with Dunnett's correction is proposed.
Conclusions:
- The modified snSMART design provides an efficient framework for evaluating treatments in rare diseases like FSGS.
- The proposed statistical methods enable robust comparison of novel therapies and analysis of DTRs.
- This work contributes a practical sample size calculation method for implementing snSMART in clinical practice.
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