Dynamic treatment regimens in small n, sequential, multiple assignment, randomized trials: An application in focal

Yan-Cheng Chao1, Howard Trachtman2, Debbie S Gipson3

  • 1Department of Biostatistics, School of Public Health, University of Michigan, Ann Arbor, MI 48109, USA.

Insights

A novel small sample, sequential, multiple assignment, randomized trial (snSMART) design efficiently evaluates treatments for rare kidney diseases like Focal segmental glomerulosclerosis (FSGS). This adaptive approach optimizes treatment selection for better patient outcomes.

Area of Science:

  • Nephrology
  • Clinical Trial Design
  • Biostatistics

Background:

  • Focal segmental glomerulosclerosis (FSGS) is a rare kidney disease with limited effective treatments.
  • Rare diseases face challenges in clinical trials due to small sample sizes and recruitment difficulties.
  • A sequential, multiple assignment, randomized trial (SMART) offers an efficient design for rare disease research.

Purpose of the Study:

  • To review and expand the small sample, sequential, multiple assignment, randomized trial (snSMART) design for studying FSGS treatments.
  • To adapt the snSMART design to include a standard of care alongside novel therapies.
  • To present statistical models for comparing novel therapies against the standard of care and analyzing dynamic treatment regimens (DTRs).

Main Methods:

  • The proposed snSMART design involves multi-stage randomization, including re-randomization for non-responders.
  • Bayesian joint stage models are used for efficient information sharing across trial stages.
  • Both Bayesian and frequentist models are presented for comparing treatments and analyzing DTRs, with a novel sample size calculation method for the frequentist approach.

Main Results:

  • The study demonstrates how to estimate and compare tailored treatment sequences (DTRs) using the modified snSMART design.
  • Comparison of novel therapies against the standard of care is facilitated through presented Bayesian and frequentist models.
  • A method for sample size calculation in the frequentist snSMART model with Dunnett's correction is proposed.

Conclusions:

  • The modified snSMART design provides an efficient framework for evaluating treatments in rare diseases like FSGS.
  • The proposed statistical methods enable robust comparison of novel therapies and analysis of DTRs.
  • This work contributes a practical sample size calculation method for implementing snSMART in clinical practice.

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