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Updated: Dec 25, 2025

Tuning Oxide Properties by Oxygen Vacancy Control During Growth and Annealing
Published on: June 9, 2023
Oxygen vacancy in ZnO-wphase: pseudohybrid Hubbard density functional study
Ivan I Vrubel1, Anastasiia A Pervishko1,2, Dmitry Yudin1,2
1Skolkovo Institute of Science and Technology, Moscow 121205, Russia.
None:
The study of zinc oxide, within the homogeneous electron gas approximation, results in overhybridization of zinc 3d shell with oxygen 2p shell, a problem shown for most transition metal chalcogenides. This problem can be partially overcome by using LDA +U(or, GGA +U) methodology. However, in contrast to the zinc 3d orbital, Hubbard type correction is typically excluded for the oxygen 2p orbital. In this work, we provide results of electronic structure calculations of an oxygen vacancy in ZnO supercell fromab initioperspective, with two Hubbard type corrections,UZn-3dandUO-2p. The results of our numerical simulations clearly reveal that the account ofUO-2phas a significant impact on the properties of bulk ZnO, in particular the relaxed lattice constants, effective mass of charge carriers as well as the bandgap. For a set of validated values ofUZn-3dandUO-2pwe demonstrate the appearance of a localized state associated with the oxygen vacancy positioned in the bandgap of the ZnO supercell. Our numerical findings suggest that the defect state is characterized by the highest overlap with the conduction band states as obtained in the calculations with no Hubbard-type correction included. We argue that the electronic density of the defect state is primarily determined by Zn atoms closest to the vacancy.
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