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Updated: Dec 25, 2025

Tuning Oxide Properties by Oxygen Vacancy Control During Growth and Annealing
Published on: June 9, 2023
Oxygen vacancy in ZnO-wphase: pseudohybrid Hubbard density functional study.
Ivan I Vrubel1, Anastasiia A Pervishko1,2, Dmitry Yudin1,2
1Skolkovo Institute of Science and Technology, Moscow 121205, Russia.
Including oxygen 2p orbital Hubbard correction (U_O-2p) in electronic structure calculations for zinc oxide (ZnO) significantly impacts its properties. This correction is crucial for accurately modeling oxygen vacancies in ZnO.
Area of Science:
- Materials Science
- Condensed Matter Physics
- Computational Chemistry
Background:
- Standard electronic structure calculations for zinc oxide (ZnO) often exhibit overhybridization between zinc 3d and oxygen 2p shells.
- The widely used LDA+U or GGA+U methods typically apply Hubbard correction only to transition metal orbitals, excluding oxygen orbitals.
Purpose of the Study:
- To investigate the electronic structure of an oxygen vacancy in ZnO using ab initio calculations.
- To explore the effects of applying Hubbard-type corrections to both zinc 3d (U_Zn-3d) and oxygen 2p (U_O-2p) orbitals.
Main Methods:
- Ab initio electronic structure calculations were performed on a ZnO supercell containing an oxygen vacancy.
- Two Hubbard-type corrections, U_Zn-3d and U_O-2p, were systematically applied and analyzed.
Main Results:
- The inclusion of U_O-2p significantly alters bulk ZnO properties, including lattice constants, charge carrier effective mass, and bandgap.
- A localized defect state associated with the oxygen vacancy was observed within the ZnO bandgap.
- This defect state shows maximal overlap with conduction band states calculated without Hubbard correction.
Conclusions:
- The U_O-2p correction is essential for accurate modeling of ZnO properties and defect states.
- Oxygen vacancies in ZnO create localized states primarily influenced by neighboring zinc atoms.
- The study highlights the importance of considering Hubbard corrections for oxygen orbitals in transition metal chalcogenides.
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