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Do we need to adjust for interim analyses in a Bayesian adaptive trial design?
Elizabeth G Ryan1, Kristian Brock2, Simon Gates2
1Cancer Research UK Clinical Trials Unit, Institute of Cancer and Genomic Sciences, University of Birmingham, Birmingham, UK. E.G.Ryan@bham.ac.uk.
Bayesian adaptive clinical trials may inflate type I errors with early stopping for efficacy unless adjustments are made. Regulators require type I error control, but strict Bayesian approaches may bypass this need for exploratory studies.
Area of Science:
- Biostatistics
- Clinical Trial Design
Background:
- Bayesian adaptive methods offer advantages in clinical trial design.
- Decisions in these trials typically rely on posterior distributions.
- A key debate concerns the necessity of controlling type I error in Bayesian designs, a frequentist concept.
Purpose of the Study:
- To examine the impact of interim analyses on error rates in Bayesian adaptive trials.
- To discuss adjustments for multiplicity and alternative decision-making strategies.
- To address regulatory requirements for type I error control.
Main Methods:
- Analysis of two case studies involving Bayesian adaptive designs with interim analyses.
- Evaluation of type I and type II error rates under different stopping rules (efficacy, futility, or both).
- Exploration of methods to control type I error and alternative Bayesian decision frameworks.
Main Results:
- Bayesian adaptive designs with early stopping for efficacy inflated type I error without multiplicity adjustments.
- Early stopping for efficacy sometimes increased statistical power.
- Interim analyses for futility only decreased type I error but also reduced power.
- Multiple interim analyses allowing both efficacy and futility stopping generally increased type I error and decreased power.
Conclusions:
- Regulators mandate type I error control for Bayesian adaptive designs, necessitating boundary adjustments for early efficacy stopping.
- Adjustments are not required for futility-only stopping rules.
- Strict Bayesian approaches, suitable for exploratory trials, may allow focus on posterior probabilities, potentially disregarding type I error control.
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