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This study introduces effective information (EI) metrics to analyze the causal structure of deep neural networks (DNNs). These metrics quantify how layers influence each other, aiding in understanding DNN generalization and explainability.

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Area of Science:

  • Artificial Intelligence
  • Machine Learning
  • Information Theory

Background:

  • Deep Neural Networks (DNNs) are typically analyzed by their input-output responses.
  • Analyzing the internal causal structure of DNNs, or 'what does what', is less explored.
  • DNN generalizability is fundamentally linked to its causal structure and response to novel inputs.

Purpose of the Study:

  • To introduce information-theory-based metrics for quantifying and tracking DNN causal structure during training.
  • To assess the causal influence of nodes and edges within DNN layers.
  • To provide tools for enhancing DNN generalizability and explainability.

Main Methods:

  • Introduced 'effective information' (EI) as the mutual information between layer input and output after a maximum-entropy perturbation.
  • Decomposed EI to measure layer sensitivity (perturbation transmission) and degeneracy (edge overlap interference).
  • Estimated integrated information within layers to define a 'causal plane' for visualization.

Main Results:

  • Developed metrics to quantify causal influence, sensitivity, and degeneracy within DNN layers.
  • Demonstrated visualization of how layer connectivity evolves during training on the 'causal plane'.
  • Showed changes in integration and differentiation of layer-by-layer causal structure over time.

Conclusions:

  • The proposed metrics offer a novel approach to understanding DNN internal causal mechanisms.
  • Analyzing causal structure provides insights into DNN generalization capabilities.
  • These foundational tools can lead to more generalizable and explainable DNNs.