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Alterations in Breast Cancer Biomarkers Following Neoadjuvant Therapy
Srivarshini Cherukupalli Mohan1, Sarah Walcott-Sapp2, Minna K Lee1
1Division of Surgical Oncology, Department of Surgery, Cedars Sinai Medical Center, West Hollywood, CA, USA.
Annals of Surgical Oncology
|March 22, 2021
Summary
Biomarker changes after neoadjuvant therapy in patients with residual disease are common and impact survival. No change in hormone receptor (HR) or HER2 status predicts better disease-free and overall survival.
Area of Science:
- Oncology
- Translational Research
- Biomarker Discovery
Background:
- Neoadjuvant systemic therapy (NAT) is standard for many cancers, but biomarker changes after treatment in patients with residual disease (RD) are not well understood.
- Hormone receptor (HR) and HER2 status are critical for treatment decisions, and their alteration post-NAT may affect patient outcomes.
Purpose of the Study:
- To investigate the prevalence of biomarker changes (HR and HER2) in patients with RD after NAT.
- To evaluate the impact of these biomarker changes on disease-free survival (DFS) and overall survival (OS).
Main Methods:
- A cohort of 303 patients treated with NAT between 2008 and 2016 with available biomarker data at diagnosis and after NAT (if RD present) was analyzed.
- Patients were categorized based on biomarker change: no change, clinically insignificant change, or clinically significant change affecting HR or HER2 status.
- Survival outcomes (DFS and OS) were compared across these groups and specific subgroups, including triple-negative (TN) and HR+/HER2- disease.
Main Results:
- 61.4% of patients had RD, and 32.8% of those experienced at least one biomarker change.
- No biomarker change was associated with significantly improved DFS (p=0.043) and OS (p=0.005) compared to significant changes.
- Clinically insignificant biomarker changes also correlated with improved OS (p=0.019).
- The HR+/HER2- to TN subgroup showed significantly worse DFS (p=0.029) and OS (p=0.008) compared to the HR+/HER2- no change group.
Conclusions:
- Biomarker status alterations are frequent in patients with RD post-NAT and have significant prognostic implications, particularly in HR+ or TN disease.
- Retesting biomarkers after NAT is crucial for accurately assessing prognosis and guiding subsequent treatment strategies.

