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Why extinction estimates from extant phylogenies are so often zero
Stilianos Louca1, Matthew W Pennell2
1Department of Biology, University of Oregon, 1210 University of Oregon, Eugene, OR 97403, USA; Institute of Ecology and Evolution, University of Oregon, 5289 University of Oregon, Eugene, OR 97403, USA.
Phylogenetic studies often report zero extinction rates due to congruent diversification scenarios. This mathematical artifact, not biological reality, explains why extinction rate estimates are zero-inflated in phylogenetic analyses.
Area of Science:
- Evolutionary Biology
- Phylogenetics
- Computational Biology
Background:
- Time-calibrated phylogenies (extant timetrees) are used to estimate speciation and extinction rates via birth-death models.
- Previous studies often report zero extinction, contradicting fossil records and the high historical extinction rates.
Purpose of the Study:
- To provide a novel explanation for the "zero-inflated" extinction rate estimates in phylogenetic studies.
- To resolve the long-standing discrepancy between phylogenetic estimates and fossil-based extinction rates.
Main Methods:
- Investigated the impact of congruent diversification scenarios on birth-death model fitting.
- Analyzed simulated phylogenetic trees and 121 empirical trees to test predictions.
Main Results:
- Identified "congruent" diversification scenarios that are statistically indistinguishable from true scenarios using extant timetrees.
- Demonstrated that estimation methods can converge to biologically unrealistic scenarios with negative extinction rates, leading to zero-inflated estimates.
- Confirmed predictions using both simulated and empirical phylogenetic data.
Conclusions:
- Model congruencies, not necessarily model violations, explain zero-inflated extinction rate estimates in phylogenetics.
- This finding resolves a major controversy in estimating historical extinction rates from extant timetrees.
- Highlights the practical consequences of model congruencies in phylogenetic inference.
Related Concept Videos
Phylogenetic Trees
Conservation of Declining Populations
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Conservation of Small Populations

