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Updated: Nov 2, 2025

Assessment and Evaluation of the High Risk Neonate: The NICU Network Neurobehavioral Scale
Published on: August 25, 2014
Assessment of parent understanding in conferences for critically ill neonates
Mary C Barks1, Emma A Schindler2, Peter A Ubel3
1Duke-Margolis Center for Health Policy, Duke University, Durham, NC, USA; Fuqua School of Business, Duke University, Durham, NC, USA.
Insights
Clinician assessments of understanding in critically ill infant care are common but often ineffective. Open-ended questions significantly improve parent engagement and communication, highlighting an underutilized strategy for better information exchange.
Area of Science:
- Pediatric critical care medicine
- Communication in healthcare
- Family-centered care
Background:
- Effective communication is crucial in pediatric critical care.
- Assessing parental understanding is vital for shared decision-making.
- Current communication strategies may not adequately gauge parental comprehension.
Purpose of the Study:
- To analyze the types and impact of clinician assessments of understanding during parent-clinician communication.
- To evaluate parent responses to different assessment methods.
- To identify strategies for enhancing communication effectiveness.
Main Methods:
- Audio recordings of family conferences for critically ill infants with neurologic conditions were analyzed.
- A directed content analysis approach was used to identify clinician assessments and parent responses.
- Assessments were categorized, and parent responses were classified as absent, yes/no, or elaborated.
Main Results:
- 374 clinician assessments of understanding were identified in 50 conferences.
- Most assessments (56%) were partial (e.g., "okay?"), and only 16% were open-ended.
- Open-ended questions led to elaborated parent responses 92% of the time, while partial assessments rarely elicited verbal responses.
Conclusions:
- Most clinician assessments of understanding are closed-ended or partial, limiting elaborated parent responses.
- Open-ended assessments are an effective but underutilized method to boost parent engagement.
- Clinicians should use open-ended statements to improve understanding and identify information needs.
Objectives:
This study aimed to characterize the use and impact of assessments of understanding in parent-clinician communication for critically ill infants.
Methods:
We enrolled parents and clinicians participating in family conferences for infants with neurologic conditions. Family conferences were audio recorded as they occurred. We used a directed content analysis approach to identify clinician assessments of understanding and parent responses to those assessments. Assessments were classified based on an adapted framework; responses were characterized as "absent," "yes/no," or "elaborated."
Results:
Fifty conferences involving the care of 25 infants were analyzed; these contained 374 distinct assessments of understanding. Most (n = 209/374, 56%) assessments were partial (i.e. okay?); a minority (n = 60/374, 16%) were open-ended. When clinicians asked open-ended questions, parents elaborated in their answers most of the time (n = 55/60, 92%). Approximately three-quarter of partial assessments yielded no verbal response from parents. No conferences included a teach-back.
Conclusions:
Although common, most clinician assessments of understanding were partial or close-ended and rarely resulted in elaborated responses from parents. Open-ended assessments are an effective, underutilized strategy to increase parent engagement and clinician awareness of information needs.
Practice Implications:
Clinicians hoping to facilitate parent engagement and question-asking should rely on open-ended statements to assess understanding.
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