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Ethnicity-based name partitioning for author name disambiguation using supervised machine learning.

Jinseok Kim1, Jenna Kim2, Jason Owen-Smith3

  • 1Institute for Research on Innovation & Science, Survey Research Center, Institute for Social Research University of Michigan Ann Arbor Michigan USA.

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|August 20, 2021
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Summary
This summary is machine-generated.

Partitioning author names by ethnicity significantly improves disambiguation accuracy. Tailoring machine learning models to specific ethnic name groups enhances performance, outperforming general approaches.

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Area of Science:

  • Bibliometrics
  • Computer Science
  • Information Science

Background:

  • Author name disambiguation is crucial for accurate scholarly record-keeping.
  • Existing methods face challenges, with certain ethnic name groups (e.g., East Asian) proving more difficult to disambiguate.

Purpose of the Study:

  • To investigate the impact of ethnicity-based name partitioning on author name disambiguation performance.
  • To determine if specialized models for ethnic name groups outperform general models.

Main Methods:

  • Four machine learning algorithms were employed.
  • Algorithms were trained and tested on both the entire dataset and on ethnicity-specific subsets.
  • Performance was evaluated across different ethnic name groups and dataset configurations.

Main Results:

  • Ethnicity-based partitioning substantially improved disambiguation performance across all tested ethnic name groups.
  • Individual models trained on specific ethnic name groups were better suited for their respective data.
  • Performance gains in correctly identifying matched name pairs exceeded losses in identifying non-matched pairs.
  • Feature similarities, such as coauthor names, varied significantly across ethnic name groups.

Conclusions:

  • Grouping author names by ethnicity before disambiguation offers a significant performance enhancement.
  • Differences in feature similarities across ethnic groups suggest potential for developing ethnicity-specific feature weights.
  • This approach is effective regardless of natural data distribution or controlled ambiguous name sizes.