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    Area of Science:

    • Artificial Intelligence
    • Control Theory
    • Machine Learning

    Background:

    • Black-box AI, particularly deep reinforcement learning (DRL), is widely used for control tasks but lacks interpretability.
    • DRL policies, while efficient, are often complex and difficult to understand or explain.

    Purpose of the Study:

    • To develop an interpretable Nonlinear Decision Tree (NLDT) approach to approximate and explain black-box DRL policies.
    • To maximize open-loop performance and enhance closed-loop performance of the derived NLDT control rules.

    Main Methods:

    • Utilized a Nonlinear Decision Tree (NLDT) approach with a labeled state-action dataset from a pretrained DRL agent.
    • Employed nonlinear optimization with evolutionary computation and a bilevel optimization procedure at each NLDT node.
    • Proposed a reoptimization procedure for enhancing closed-loop performance and a postprocessing approach for NLDT simplification.

    Main Results:

    • The NLDT approach successfully generated hierarchical sets of simple, interpretable control rules (1-4 nonlinear terms per rule).
    • Achieved closed-loop performance comparable to the original black-box DRL agent across various control problems.
    • Demonstrated the potential to replace complex, non-interpretable DRL policies with simpler, understandable ones.

    Conclusions:

    • The proposed NLDT methodology offers a viable alternative to complex black-box DRL policies, providing interpretability without sacrificing performance.
    • The findings are encouraging for applying NLDTs to more complex control tasks, enhancing trust and understanding in AI-driven control systems.