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Published on: April 18, 2017
A connection between survival multistate models and causal inference for external treatment interruptions
Alexandra Erdmann1, Anja Loos2, Jan Beyersmann1
1Institute of Statistics, 9189University of Ulm, Ulm, Germany.
Abstract:
Recently, treatment interruptions such as a clinical hold in randomized clinical trials have been investigated by using a multistate model approach. The phase III clinical trial START (Stimulating Targeted Antigenic Response To non-small-cell cancer) with primary endpoint overall survival was temporarily placed on hold for enrollment and treatment by the US Food and Drug Administration (FDA). Multistate models provide a flexible framework to account for treatment interruptions induced by a time-dependent external covariate. Extending previous work, we propose a censoring and a filtering approach both aimed at estimating the initial treatment effect on overall survival in the hypothetical situation of no clinical hold. A special focus is on creating a link to causal inference. We show that calculating the matrix of transition probabilities in the multistate model after application of censoring (or filtering) yields the desired causal interpretation. Assumptions in support of the identification of a causal effect by censoring (or filtering) are discussed. Thus, we provide the basis to apply causal censoring (or filtering) in more general settings such as the COVID-19 pandemic. A simulation study demonstrates that both causal censoring and filtering perform favorably compared to a naïve method ignoring the external impact.
Insights
This study introduces causal censoring and filtering methods to estimate treatment effects during clinical trial interruptions. These approaches accurately assess survival outcomes, even with external events like FDA holds.
Area of Science:
- Biostatistics
- Clinical Trial Methodology
- Causal Inference
Background:
- Treatment interruptions in clinical trials, such as FDA-imposed holds, complicate survival outcome analysis.
- Multistate models offer a flexible framework for analyzing time-dependent covariates and treatment interruptions.
Purpose of the Study:
- To develop and validate novel methods (causal censoring and filtering) for estimating the true treatment effect on overall survival, unaffected by clinical trial holds.
- To establish a link between multistate modeling and causal inference for handling treatment interruptions.
Main Methods:
- Application of a multistate model framework to data from the START (Stimulating Targeted Antigenic Response To non-small-cell cancer) trial.
- Development and implementation of causal censoring and filtering techniques to adjust for external trial interruptions.
- Simulation studies to compare the performance of proposed methods against a naive approach.
Main Results:
- Causal censoring and filtering methods successfully estimate the initial treatment effect on overall survival in a hypothetical scenario without clinical holds.
- The proposed methods demonstrate favorable performance compared to a naive approach that ignores external impacts.
- The study provides theoretical justification for the causal interpretation derived from censoring and filtering in multistate models.
Conclusions:
- Causal censoring and filtering are robust methods for analyzing clinical trial data with treatment interruptions.
- These methods can be generalized for applications in other settings, including the COVID-19 pandemic.
- The findings support the use of these advanced statistical techniques for more accurate clinical trial outcome assessment.
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