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VAE-Based Interpretable Latent Variable Model for Process Monitoring.

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    This study introduces a deep learning model for interpretable process monitoring (PM). The new method uses a variational autoencoder and a de la Peña inequality for effective fault detection with reduced sample size.

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    Area of Science:

    • Chemical Engineering
    • Data Science
    • Artificial Intelligence

    Background:

    • Traditional process monitoring (PM) relies on shallow learning, offering interpretability but limited performance.
    • Deep learning (DL) excels in performance for PM but often lacks human-friendly interpretability.
    • Designing interpretable DL-based latent variable models (LVMs) for PM remains a challenge.

    Purpose of the Study:

    • To develop a deep learning-based interpretable latent variable model for process monitoring.
    • To enhance the interpretability of DL models in process monitoring applications.
    • To improve fault detection accuracy and reduce data requirements in process monitoring.

    Main Methods:

    • A variational autoencoder-based interpretable LVM (VAE-ILVM) was developed.
    • Taylor expansions guided the design of activation functions for VAE-ILVM.
    • A de la Peña inequality was employed for threshold learning, treating exceedance counts as a martingale.

    Main Results:

    • The VAE-ILVM allows for non-disappearing fault impact terms in monitoring metrics.
    • The proposed threshold learning method significantly reduces the minimum required sample size.
    • Effectiveness was validated using two chemical process examples.

    Conclusions:

    • The VAE-ILVM offers a novel approach to interpretable deep learning for process monitoring.
    • The integration of de la Peña inequality enhances model efficiency by reducing sample size requirements.
    • This method provides a promising direction for developing more transparent and data-efficient PM systems.