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Updated: Jul 23, 2025

Assessment and Evaluation of the High Risk Neonate: The NICU Network Neurobehavioral Scale
Published on: August 25, 2014
Shift-to-shift handoffs in the NICU: lessons learned from a large scale audit
Heather C Kaplan1,2, Wendy Timpson3, Jeffrey Meyers4
1Perinatal Institute, James M. Anderson Center for Health Systems Excellence, Cincinnati Children's Hospital Medical Center, Cincinnati, OH, USA. heather.kaplan@cchmc.org.
NICU handoffs show reliable behaviors but differ between nurses and providers. Auditing these critical infant care transitions is key for improving communication and family involvement.
Area of Science:
- Neonatal Medicine
- Healthcare Quality Improvement
- Patient Safety
Background:
- Effective shift-to-shift handoffs are crucial for patient safety in the Neonatal Intensive Care Unit (NICU).
- Current best practices for NICU handoffs require consistent implementation and evaluation.
- Understanding variations in handoff communication is essential for quality improvement initiatives.
Purpose of the Study:
- To assess the frequency of best practice behaviors during NICU provider and nursing shift-to-shift handoffs.
- To identify specific strengths and areas for improvement in NICU handoff processes.
- To compare handoff behaviors between nurse-to-nurse and provider-to-provider communications.
Main Methods:
- An observational study was conducted across 40 NICU centers over 10 months.
- A standardized handoff audit tool, outlining best practices, was used for data collection.
- Data from 946 handoff audits were analyzed, comparing nurse and provider handoffs.
Main Results:
- While many handoff behaviors were consistently demonstrated, significant differences were observed between nurse-to-nurse and provider-to-provider handoffs.
- Families were present during 5.9% of observed handoffs.
- When present, families actively participated in 48.2% of handoffs by contributing information, asking questions, and sharing goals.
Conclusions:
- Measuring and observing handoff behaviors provides valuable insights for enhancing communication and family engagement.
- Auditing NICU handoffs is a feasible and necessary strategy to improve critical care transitions for infants.
- Addressing human factors and promoting family participation can optimize handoff effectiveness.
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