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Facial expression recognition on partially occluded faces using component based ensemble stacked CNN.

Sivaiah Bellamkonda1, N P Gopalan1, C Mala2

  • 1Department of Computer Applications, National Institute of Technology, Tiruchirappalli, Tamilnadu 620015 India.

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|July 31, 2023
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Summary
This summary is machine-generated.

A new Component based Ensemble Stacked Convolution Neural Network (CES-CNN) improves facial expression recognition (FER). This model enhances accuracy on occluded faces by analyzing individual facial components, outperforming existing methods.

Keywords:
Action unitsEnsemble stacked CNNFace componentsFacial expression recognitionPartially occluded faces

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Area of Science:

  • Computer Vision
  • Artificial Intelligence
  • Machine Learning

Background:

  • Facial Expression Recognition (FER) is crucial for human-computer interaction and surveillance.
  • Existing Ensemble Stacked Convolution Neural Networks (ES-CNN) struggle with occlusions, pose, and illumination variations.
  • Current models often use features from the entire face, limiting performance in real-world scenarios.

Purpose of the Study:

  • To propose a novel Component based Ensemble Stacked Convolution Neural Network (CES-CNN) for robust FER.
  • To address the limitations of existing ES-CNN models in recognizing facial expressions under challenging conditions like occlusions.
  • To enhance the accuracy and reliability of FER systems.

Main Methods:

  • Developed CES-CNN, which applies ES-CNN to individual facial components (eyes, eyebrows, nose, cheek, mouth, glabella).
  • Utilized subnets for each facial component to extract localized features.
  • Employed a Max-Voting based ensemble classifier to combine decisions from component subnets for optimized recognition.

Main Results:

  • The proposed CES-CNN demonstrated significant improvements in recognition accuracy compared to state-of-the-art models.
  • Experimental validation on benchmark datasets confirmed the effectiveness of the component-based approach.
  • CES-CNN showed enhanced performance, particularly on partially occluded faces.

Conclusions:

  • CES-CNN offers a more robust and accurate solution for Facial Expression Recognition, especially in the presence of occlusions.
  • Analyzing facial components individually leads to superior FER performance over whole-face analysis.
  • The Max-Voting ensemble strategy effectively integrates information from facial components for improved emotion recognition.