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Interpretable physiological forecasting in the ICU using constrained data assimilation and electronic health record

David Albers1, Melike Sirlanci2, Matthew Levine3

  • 1Department of Biomedical Informatics, University of Colorado Anschutz Medical Campus, Aurora, 80045, CO, USA; Department of Biomedical Engineering, University of Colorado Anschutz Medical Campus, Aurora, 80045, CO, USA; Department of Biostatistics and Informatics, University of Colorado Anschutz Medical Campus, Aurora, 80045, CO, USA; Department of Biomedical Informatics, Columbia University, New York, 10032, NY, USA.

Journal of Biomedical Informatics
|August 21, 2023
PubMed
Summary

Data assimilation (DA) with constrained inference improves physiological forecasting using sparse electronic health record data. This method enhances accuracy and reduces data needs for critical care predictions.

Keywords:
Constrained ensemble Kalman filterData assimilationElectronic health record dataGlucose–insulinMathematical physiological model

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Area of Science:

  • Computational biology
  • Physiological modeling
  • Data science in medicine

Background:

  • Physiological prediction is crucial for medical interventions but challenging due to complex, sparse, and non-stationary clinical data.
  • Traditional computational methods struggle with the noise and limited nature of electronic health record (EHR) data.
  • Data assimilation (DA) offers a promising approach by integrating mechanistic models with inference techniques.

Purpose of the Study:

  • To develop and evaluate a novel data assimilation framework for predicting physiological processes using sparse EHR data.
  • To forecast blood glucose levels in intensive care unit (ICU) patients by embedding a glucose-insulin model into a new DA framework.
  • To assess the impact of constrained inference on forecasting accuracy and data requirements.

Main Methods:

  • Developed a methodological pipeline using a constrained ensemble Kalman filter (CEnKF) to forecast blood glucose.
  • Extracted complex patient data, including nutrition, glucose, insulin, and medications, manually for accuracy.
  • Estimated models in real-time, compared constrained and unconstrained filters, and varied model parameters and constraints to assess forecasting accuracy.

Main Results:

  • The novel CEnKF demonstrated significant improvements in robustness and accuracy, requiring less data than unconstrained filters.
  • Accurate forecasting depended on administered insulin and tube nutrition; IV glucose delivery did not enhance accuracy.
  • Model flexibility, influenced by constraint boundaries and parameter estimation, impacted forecasting performance.

Conclusions:

  • Accurate and robust physiological forecasting is achievable with DA, even with sparse clinical data.
  • Constrained inference, especially on unmeasured states and parameters, effectively reduces forecast error and data demands.
  • While model flexibility is important, overly strict or loose constraints can increase forecasting errors.