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The Pandemic Allocation of Ventilators Model Penalizes Infants with Bronchopulmonary Dysplasia
Anupama Sundaram1, Jonathan M Fanaroff1, Deanne Wilson-Costello1
1Department of Neonatology, University Hospitals Rainbow Babies and Children's Hospital, Case Western Reserve University, Cleveland, OH 44106, USA.
Insights
Ventilator allocation models may unfairly penalize neonates with moderate or severe bronchopulmonary dysplasia (mod/sBPD). This study found lower-than-predicted mortality in these infants, suggesting scoring system inaccuracies.
Area of Science:
- Neonatal Medicine
- Critical Care
- Public Health Policy
Background:
- COVID-19 pandemic necessitated ventilator allocation models, including those for neonates.
- Proposed models assign scores based on conditions affecting mortality, potentially impacting neonates with bronchopulmonary dysplasia (BPD).
- Limited data existed on 1- and 5-year mortality risks for neonates with moderate or severe BPD (mod/sBPD).
Purpose of the Study:
- To evaluate a specific ventilator allocation model's scoring for neonates with mod/sBPD.
- To test the hypothesis that the model overestimates mortality and unfairly penalizes infants with mod/sBPD.
- To determine actual 1- and 5-year mortality rates for infants with mod/sBPD.
Main Methods:
- Retrospective chart review of infants born ≥22 weeks and weighing <1500g at Rainbow Babies and Children's Hospital in 2015.
- Identification of infants diagnosed with mod/sBPD based on the NIH 2001 definition.
- Analysis of 1- and 5-year mortality outcomes for the identified cohort.
Main Results:
- 28 infants were diagnosed with mod/sBPD (4 moderate, 24 severe).
- All infants (100%) with moderate BPD survived to 5 years.
- Infants with severe BPD showed 8% mortality by 1 year and 12.5% by 5 years, with survival rates of 92% and 54% respectively, indicating lower-than-predicted mortality.
Conclusions:
- Infants with mod/sBPD experienced lower 1- and 5-year mortality than predicted by the allocation model.
- The scoring system within the evaluated model appears to overestimate mortality risk for these infants.
- The model may unfairly penalize neonates with mod/sBPD during ventilator allocation.
Abstract:
During the COVID-19 pandemic, institutions developed ventilator allocation models. In one proposed model, neonates compete with adults for ventilators using a scoring system. Points are given for conditions that increase one- and five-year (y) mortality. For example, comparable points were added for adult conditions with mortality of 71.3% and for neonates with moderate or severe bronchopulmonary dysplasia (mod/sBPD). We hypothesized that this model overestimates mortality in neonates with BPD and would penalize these infants unfairly. There was little information available on 1 y and 5 y mortality risk for mod/sBPD. To evaluate this allocation protocol, a retrospective chart review was performed on infants born ≥22 weeks and weighing <1500 g admitted to Rainbow Babies and Children's Hospital in 2015 to identify babies with BPD. The main outcomes were 1 and 5 y mortality. In 2015, 28 infants were diagnosed with mod/s BPD based on NIH 2001 definition; 4 infants had modBPD and 24 had sBPD. All infants (100%) with modBPD survived to 5 y; 2 infants with sBPD died by 1 y (8%) and 22 survived (92%) to 1 y; 3 died (12.5%) by 5 y; and at least 13 survived (54%) to 5 y. Infants with mod/s BPD had lower-than-predicted 1 and 5 y mortality, suggesting the points assigned in the model are too high for these conditions. We believe this model would unfairly penalize these babies.
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