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Interpretable algorithmic forensics.

Brandon L Garrett1,2, Cynthia Rudin3,4,5,6,7

  • 1School of Law, Duke University School of Law, Durham, NC 27708.

Proceedings of the National Academy of Sciences of the United States of America
|October 2, 2023
PubMed
Summary
This summary is machine-generated.

This article challenges the common belief that complex, opaque artificial intelligence systems used in criminal investigations are more accurate than transparent, interpretable models. The authors argue that transparent systems often perform better and that the government should be required to justify the use of hidden, black-box technologies in legal proceedings.

Keywords:
AIalgorithmsexplainabilityglass boxinterpretabilityartificial intelligence ethicsforensic evidence transparencycomputational lawlegal procedure reform

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Area of Science:

  • Criminal justice policy and interpretable algorithmic forensics research
  • Computational law and artificial intelligence ethics

Background:

No prior work had resolved the tension between the increasing reliance on opaque artificial intelligence in law enforcement and the fundamental requirements of legal transparency. Criminal investigations frequently utilize complex computational models that remain inaccessible to human scrutiny. This reliance on hidden processes creates significant challenges for defendants and legal professionals alike. That uncertainty drove a critical examination of whether these systems truly offer superior performance compared to transparent alternatives. Many stakeholders mistakenly assume that increased complexity inherently equates to higher accuracy in forensic evidence. This assumption has shaped judicial and legislative approaches to digital evidence for years. The current landscape lacks a clear standard for evaluating the necessity of opaque versus interpretable models. This gap motivated an investigation into the actual performance metrics of diverse computational architectures within the legal system.

Purpose Of The Study:

This article aims to challenge the widespread reliance on opaque artificial intelligence models within criminal investigations. The authors seek to debunk the myth that complex, hidden systems are inherently more accurate than interpretable alternatives. By examining the intersection of computer science and law, the study addresses the lack of transparency in forensic evidence. The researchers investigate why judges and policymakers have accepted the trade-off between interpretability and performance. This work motivates a re-evaluation of the constitutional rights of defendants facing algorithmic evidence. The authors intend to provide a rigorous basis for demanding greater accountability from the government regarding forensic technology. They address the urgent need to align forensic practices with the requirements of due process. Ultimately, the study provides a foundation for advocating for a legal right to interpretable forensic artificial intelligence.

Main Methods:

The review approach synthesizes existing computer science literature to compare the efficacy of opaque versus transparent artificial intelligence architectures. Researchers evaluated performance metrics across various forensic applications, including recidivism risk assessment and facial recognition. The study design involves a critical analysis of the prevailing assumptions held by judges, academics, and policymakers. Investigators contrasted the theoretical benefits of complex models with empirical evidence regarding their actual predictive capabilities. This methodology focuses on debunking the myth that increased model complexity inherently yields superior accuracy. The team examined the constitutional implications of utilizing hidden processes within the legal system. By mapping technical capabilities to legal requirements, the authors established a framework for evaluating algorithmic transparency. The analysis provides a comprehensive overview of why transparent designs are often superior in high-stakes environments.

Main Results:

The strongest finding indicates that black-box artificial intelligence performs predictably worse than transparent alternatives in criminal justice settings. Research demonstrates that glass-box models, designed for interpretability, frequently achieve higher accuracy than their opaque counterparts. The authors identify a significant disconnect between the perceived benefits of complex models and their actual performance metrics. Evidence shows that the assumption of a catch-22 between interpretability and accuracy is fundamentally flawed. The analysis reveals that opaque systems are often used despite lacking a compelling government interest. Data suggests that the reliance on hidden algorithms negatively impacts constitutional criminal procedure rights. The findings highlight that transparency does not necessitate a sacrifice in predictive power. This evidence supports the call for a shift toward interpretable forensic standards across the legal system.

Conclusions:

The authors propose that the government should bear the burden of justifying opaque systems in criminal cases. Judicial rulings and legislative actions are necessary to protect the right to interpretable forensic evidence. Transparent models often outperform their opaque counterparts in high-stakes legal environments. Debunking the performance myth provides a foundation for reforming constitutional criminal procedure rights. Policymakers should prioritize the adoption of glass-box technologies to ensure public safety and fairness. Legal standards must evolve to reflect the reality that complexity does not guarantee superior forensic outcomes. The analysis suggests that keeping forensic algorithms hidden lacks a compelling public interest justification. Future legal frameworks should mandate transparency to uphold the integrity of the criminal justice system.

The researchers propose that interpretable models, often termed glass-box systems, frequently achieve higher accuracy than opaque alternatives. This challenges the prevailing assumption that complexity is required for superior performance in forensic tasks like DNA analysis or recidivism prediction.

The authors define black-box systems as computational models that are either too intricate for human comprehension or intentionally obscured. These tools are currently deployed in sensitive areas including facial recognition and risk assessment, often without sufficient transparency for legal review.

Transparency is necessary because constitutional criminal procedure rights and public safety interests are at stake. The authors argue that without a credible government interest, the burden rests on the state to justify why opaque methods are utilized over interpretable ones.

The authors examine computer science research to evaluate the performance of different algorithmic architectures. This data type allows for a comparative analysis between opaque models and transparent, interpretable designs, demonstrating that the latter often perform better in real-world settings.

The study measures the performance gap between opaque and transparent models. The authors observe that black-box systems perform predictably worse than interpretable alternatives in criminal justice settings, contradicting the common belief that complexity improves forensic outcomes.

The authors advocate for a legal right to interpretable forensic artificial intelligence. They suggest that judicial rulings and new legislation should mandate transparency to ensure that defendants and the public can understand how evidence is generated.