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Cluster randomized trial designs for modeling time-varying intervention effects.

Kenneth Menglin Lee1, Yin Bun Cheung1,2,3

  • 1Centre for Quantitative Medicine, Duke-NUS Medical School, Singapore, Singapore.

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|November 10, 2023
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Summary

Stepped-wedge cluster randomized trials (SW-CRTs) can produce biased results when intervention effects change over time. Alternative designs like the parallel CRT with baseline (PB-CRT) offer more efficient estimation of time-on-intervention (TOI) effects.

Keywords:
cluster randomized trialsexposure timestepped wedge trialsvariance

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Area of Science:

  • Clinical Trials Methodology
  • Biostatistics
  • Health Services Research

Background:

  • Stepped-wedge cluster randomized trials (SW-CRTs) often assume constant intervention effects, which can lead to bias if effects vary with exposure time.
  • Time-on-intervention (TOI) effect estimation in SW-CRTs accounts for changing intervention effects but faces challenges due to heteroskedastic variances.

Purpose of the Study:

  • To compare the efficiency of different cluster randomized trial (CRT) designs in estimating time-on-intervention (TOI) effects.
  • To evaluate the performance of SW-CRT, parallel CRT (P-CRT), parallel CRT with baseline (PB-CRT), and parallel CRT with baseline and all-exposed period (PBAE-CRT) for TOI effect modeling.

Main Methods:

  • Derivation and comparison of variance estimators for TOI effects across different CRT designs.
  • Proof of identical time-averaged TOI effect variance and point estimators for P-CRTs and PB-CRTs compared to constant effect models.
  • Simulation study using data from a hospital disinvestment study to compare TOI effect estimates.

Main Results:

  • The SW-CRT demonstrated the most efficient estimator for early TOI effects.
  • The PB-CRT generally provided the most efficient estimators for long-term and time-averaged TOI effects.
  • Time-averaged TOI effect estimators were equivalent to constant effect models in P-CRTs and PB-CRTs.

Conclusions:

  • The PB-CRT design, when incorporating TOI effects, is a more suitable choice for modeling intervention effects that change over time.
  • Choosing the appropriate CRT design is crucial for accurately estimating time-varying intervention effects.
  • The findings offer guidance for optimizing CRT design selection based on the expected nature of intervention effects.